Statutes and Ordinances of the University of Cambridge
CHAPTER II
MATRICULATION, RESIDENCE, ADMISSION TO DEGREES, DISCIPLINE

In this Chapter

MATRICULATION

How it is effected.

1. A person shall be deemed to be matriculated from the beginning of the term in which a completed Matriculation Registration Form and satisfactory evidence of his or her qualification to matriculate are received by the Registrary.

Matriculation Registration Form.

2. Every candidate for matriculation shall subscribe to the following declaration by signing the Matriculation Registration Form:

‘I promise to observe the Statutes and Ordinances of the University as far as they concern me, and to pay due respect and obedience to the Chancellor and other officers of the University.’

Submission of Form.

3. The Matriculation Registration Form when completed, together with any necessary evidence of matriculability, shall be submitted to the Registrary by the proper authority of the College to which the candidate belongs or, if the candidate is not a member of a College, by the Head of the Department or other person who would be qualified to present the candidate for a degree under Regulation 9 for admission to degrees. For a candidate in statu pupillari, other than a Graduate Student, the completed Matriculation Registration Form and evidence of matriculability must be sent to the Registrary so as to arrive not later than the division of the candidate's first term of residence; provided that the Registrary shall have power to accept such form and evidence at a later date, subject to the payment of a fine of £1 in respect of each candidate unless the Tutor concerned has adduced reasons for delay which are regarded as adequate by the Council.

CLASSES OF PERSONS QUALIFIED TO MATRICULATE

Amended by Notice (Reporter, 2008–09, p. 577)

In addition to the persons qualified under Statute B, I, 1(a)–(d), the Council have approved the following classes of persons as qualified for matriculation:

  1. (a)persons to whom the Council have granted the status of Master of Arts;
  2. (b)persons who have been granted leave by the Degree Committee for the Faculty of Law to present themselves as candidates for the degree of Master of Law;
  3. (c)persons who have been approved by a Faculty Board, Degree Committee, or other body concerned as candidates for any one of the following University awards:
  4. (i)Diplomas in the Conservation of Easel Paintings, Management Studies, Modern Languages, and Theology and Religious Studies;
  5. (ii)Certificates in Humanities Computing for Languages and Modern Languages;
  6. (d)persons who have been approved by the Head of the Department of Education for admission to the course of study leading to the Postgraduate Certificate in Education;
  7. (e)persons employed by the University or by a College who hold appointments approved by the University for the purpose of Statute A, III, 7(e).1
  8. (f)persons approved as clinical students by the authorities of the School of Clinical Medicine for admission to courses leading to the degrees of Bachelor of Medicine and Bachelor of Surgery;
  9. (g)members of an institution within the Cambridge Theological Federation who at the end of their first year of studying in an institution with the Federation have passed the Qualifying Examination in Theology for Ministry (with a view to becoming candidates for the B.Th. Degree).

EXAMINATION REQUIREMENTS FOR MATRICULATION

Scheme.

1. A student shall satisfy the examination requirements for matriculation if satisfying the requirements set out in Schedule I for the course for which he or she has been offered admission or the same subjects in other qualifications judged by the admitting College to be equivalent; in taking each decision a College shall have regard to the schedule of qualifications attached to these regulations (Schedule II) and to such advice as may be issued from time to time by the General Board.

Exceptions.

2. If a candidate is not in the judgement of his or her admitting College completely qualified as above, but the College believes that the candidate is fit to be admitted as a candidate for honours, the College may deem the candidate to be qualified. In taking such a decision a College shall have regard to such advice as is issued from time to time by the General Board.

3. A College shall supply such information about compliance with the examination requirements for matriculation or about a decision taken under Regulation 2 in the report of a student or students admitted as the General Board shall require in any particular instance or generally.

Amendment of Schedules.

4. The General Board shall have the authority to amend the Schedules to these regulations.

SCHEDULE I

Amended by Notice (Reporter, 2008–09, p. 1004)

Examination Requirements for Matriculation

(subject to amendment by the General Board under Regulation 4)

1. In order to be admitted, candidates must show evidence of a broad educational background and good standards of literacy and numeracy.2 A high standard of performance in three General Certificate of Education (GCE) A level subjects (or equivalent) is normally required. The University does not have any formal requirement for any particular subjects in the General Certificate of Secondary Education (GCSE), save for those indicated in section 2 below.

2. Eligibility to matriculate for admission to the following Triposes shall require a pass in the subject(s) specified:

Tripos

Subject

 

GCE A Level (or equivalent) unless otherwise indicated

Classical (direct entry to Part Ia)

Greek or Latin

Computer Science

Mathematics

Economics

Mathematics

Education

The subject within the Tripos in which the candidate intends to specialize

Engineering

Physics and Mathematics (and Chemistry for those intending to take the Chemical Engineering Tripos via the Engineering Tripos); or Mathematics and a suitable vocational qualification in an engineering discipline; or Physics and the Level 3 Certificate in Mathematics for Engineering as part of the Advanced Diploma in Engineering

English

English Literature or combined English Language/Literature

Mathematical

Mathematics and (at least at AS Level) Further Mathematics

Medical and Veterinary Sciences

GCSEs – Double Award Science and Mathematics or single award Biology and Physics and Mathematics
  AS and A Levels – Chemistry and two of Biology, Physics, and Mathematics, including at least one at A Level

Modern and Medieval Languages

At least one of the two languages intended in the Tripos

Music

Music or an appropriate alternative qualification such as Associated Board Grade VIII Theory

Natural Sciences

Two from Biology, Physics, Chemistry, and Mathematics

SCHEDULE II

Examination Requirements for Matriculation: Qualifying Awards

(subject to amendment by the General Board under Regulation 4)

Qualifications awarded by UK public examining bodies

GCE: A level (and AS)

GCSE

Advanced Diploma

Higher Diploma

Scottish Certificate of Education

Welsh Baccalaureate

Cambridge Pre-U

Other qualifications of comparable standard awarded by UK public examination bodies (e.g. IGCSE; vocational A levels)

Other qualifications issued by UK public examining bodies (e.g. Certificate of Proficiency in English (Cambridge Assessment), IELTS

Other Member States of the European Union

Normal secondary leaving examination and awards, qualifying the holder for admission to university in the country of issue (e.g. French Baccalaureate, German Abitur)

European Baccalaureate

Other European countries

Equivalent qualifications to the above

International qualifications

International Baccalaureate

Other countries

Qualifications judged by the admitting College to be substantially equivalent to the above (e.g. US Scholastic Aptitude Test, including Advanced Placement)

Stat. B, I.

AFFILIATED STUDENTS

Amended by Graces 1 of 11 February, 4 of 3 June, and 2 and 3 of 8 July 2009

1. Any person who before matriculation in the University of Cambridge has received or become qualified to receive a degree from another institution of higher education shall be entitled, on or after matriculation, to be approved as an Affiliated Student, provided that

  1. (a)on becoming qualified for the degree he or she had been a member of one or more such institutions for not less than three academical years;
  2. (b)the degree has been approved for the purpose by the Council of the University.

2. In particular cases the Council may approve as an Affiliated Student

  1. (a)a member or former member of an institution of higher education who does not fulfil the requirements of Regulation 1;
  2. or(b)an adult student of exceptional qualifications who is specially recommended by the Strategic Committee of the Institute of Continuing Education, provided that the student has followed courses of study in adult education classes for at least four years, of which three years shall have been spent in University extra-mural classes, or distributed between such classes and an institution of full-time higher education.

3. Application for approval as an Affiliated Student shall be made on a student's behalf by his or her Tutor to the Registrary, and shall be accompanied by evidence of the student's qualification for such approval. Such application may be made at any time after the student has been provisionally accepted for admission to a College but not later than the end of the student's first term of residence. Approval of a student as an Affiliated Student shall have effect from the beginning of his or her first term of residence.

4. A person approved as an Affiliated Student shall be deemed to have satisfied the examination requirements for matriculation. For the purposes of the regulations for Triposes and the regulations for degrees other than the Ordinary B.A. Degree or the Ph.D., M.Sc., M.Litt., M.Phil., M.Eng., 〈M.A.St.,〉3 M.Res., M.Fin., and M.B.A. Degrees, an Affiliated Student's first term of actual residence shall be reckoned as his or her fourth term of residence and he or she shall be deemed to have kept by residence the three terms preceding the first term of actual residence.

5. In the application of the regulations for allowances to candidates for Tripos Examinations, of the regulations for examinations leading to the Ordinary B.A. Degree, and of the provisions under which an examination other than an Ordinary Examination may be counted towards the requirements for the Ordinary B.A. Degree, account shall be taken of the actual standing of an Affiliated Student, and not of his or her standing as reckoned in accordance with Regulation 4.

6. Provided always that (unless otherwise prescribed below for a particular Tripos) no student shall take Part II of any Tripos as his or her first Honours Examination later than the sixth term after the first term of actual residence, an Affiliated Student shall have the following privileges:

Anglo-Saxon, Norse, and Celtic

If the Faculty Board of English allow it in a particular case, either

  1. (i)leave to take in the fifth term after his or her first term of actual residence Part I of the Anglo-Saxon, Norse, and Celtic Tripos, and if the student obtains honours therein the right to proceed to the B.A. Degree under the same conditions as if he or she had also obtained honours in another Honours Examination, or
  2. (ii)leave to take Part II of the Anglo-Saxon, Norse, and Celtic Tripos under the same conditions as if he or she had previously obtained honours in another Honours Examination, with or without the further privilege of taking the examination in the second term after the student's first term of actual residence.

Archaeology and Anthropology

If the Faculty Board of Archaeology and Anthropology allow it in a particular case, leave to take Part IIa of the Archaeological and Anthropological Tripos in the second term after the student's first term of actual residence.

Architecture

If the Faculty Board of Architecture and History of Art allow it in a particular case, leave to take Part Ib of the Architecture Tripos in the second term after the student's first term of actual residence.

Asian and Middle Eastern Studies

If the Faculty Board of Asian and Middle Eastern Studies allow it in a particular case, either

  1. (i)leave to take Part Ib of the Asian and Middle Eastern Studies Tripos in the second term after the student’s first term of residence, or
  2. (ii)leave to take Part II of the Asian and Middle Eastern Studies Tripos in the eighth term after the student’s first term of residence.

Chemical Engineering

If the Chemical Engineering and Biotechnology Syndicate allow it in a particular case, either

  1. (i)leave to take Part I of the Chemical Engineering Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)leave to take Part IIa of the Chemical Engineering Tripos under the same conditions as if the student had previously obtained honours in Part I of that Tripos, with or without the further privilege of taking the examination in the second term after his or her first term of actual residence.

Classics

Either

  1. (i)the right to take Part II of the Classical Tripos under Regulation 24 not earlier than the fifth term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)if the Faculty Board of Classics allow it in a particular case, leave to take Part II of the Classical Tripos under Regulation 23 in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Computer Science

If the Faculty Board of Computer Science and Technology allow it in a particular case, leave to take Part Ib of the Computer Science Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Economics

If the Faculty Board of Economics allow it in a particular case, leave to take Part IIa of the Economics Tripos not earlier than the second term after the student's first term of actual residence under the same conditions as if he or she had previously obtained honours in Part I of the Tripos.

Education

If the Faculty Board of Education allow it in a particular case, leave to take Part II of the Education Tripos not earlier than the fifth term after the student’s first term of actual residence without having previously obtained honours in an Honours Examination.

Education Studies

If the Faculty Board of Education allow it in a particular case, leave to take Part II of the Education Studies Tripos not earlier than the fifth term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Engineering

If the Faculty Board of Engineering allow it in a particular case, either

  1. (i)leave to take Part IIa of the Engineering Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)leave to take Part IIb of the Engineering Tripos under the same conditions as if the student had previously obtained honours in Part IIa of that Tripos, with or without the further privilege of taking the examination in the second term after his or her first term of actual residence.

English

The right to take in the fifth term after the student's first term of actual residence either Part I of the English Tripos or Part II of the English Tripos, subject in the latter case to the regulation for that Part which applies to candidates who have not previously obtained honours in Part I of the English Tripos; and if the student obtains honours either in Part I or in Part II the right to proceed to the B.A. Degree under the same conditions as if he or she had also obtained honours in another Honours Examination.

Geography

If the Faculty Board of Earth Sciences and Geography allow it in a particular case, either

  1. (i)leave to take Part Ib of the Geographical Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)leave to take Part II of the Geographical Tripos under the same conditions as if he or she had previously obtained honours in another Honours Examination, with or without the further privilege of taking the examination in the second term after the student's first term of actual residence.

History

If the Faculty Board of History allow it in a particular case, either

  1. (i)leave to take Part I of the Historical Tripos in the fifth term after his or her first term of actual residence, and if the student obtains honours therein the right to proceed to the B.A. Degree under the same conditions as if he or she had also obtained honours in another Honours Examination, or
  2. (ii)leave to take Part II of the Historical Tripos under the same conditions as if he or she had previously obtained honours in another Honours Examination, with or without the further privilege of taking the examination in the second term after the student's first term of actual residence,

save that the Faculty Board, when granting leave either under (i) or under (ii), may require the student to take one or more additional papers prescribed by the Board from the papers for either Part of that Tripos.

History of Art

The right to take Part IIa of the History of Art Tripos in the second term after the student's first term of actual residence and to take Part IIb of the Tripos in the fifth term after the student's first term of actual residence, under the same conditions as if he or she had previously obtained Honours in another Honours Examination.

Land Economy

If the Board of Land Economy allow it in a particular case, either

  1. (i)leave to take Part Ib of the Land Economy Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)leave to take Part II of the Land Economy Tripos in the fifth term after the student's first term of actual residence without having previously obtained honours in another Honours Examination.

Law

If the Faculty Board of Law allow it in a particular case, leave to take Part II of the Law Tripos under the same conditions as if he or she had previously obtained honours in Part Ib of that Tripos, with or without the further privilege of taking the examination in the second term after the student's first term of actual residence.

Linguistics

[The right to take the Linguistics Tripos not earlier than the fifth term after the student's first term of actual residence, under the same conditions as if he or she had previously obtained honours in another Honours Examination.]4

〈The right to take Part IIa of the Linguistics Tripos in the second term after the student’s first term of actual residence and to take Part IIb not earlier than the fifth term after the student’s first term of actual residence, under the same conditions as if he or she had previously obtained honours in another Honours Examination.〉4

Management Studies

If the Faculty Board of Business and Management allow it in a particular case, leave to take the Management Studies Tripos under the same conditions as if he or she had previously obtained honours in another Honours Examination, with or without the further privilege of taking the examination in the second term after the student's first term of actual residence.

Mathematics

Either

  1. (i)the right to take Part Ib of the Mathematical Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)if the Faculty Board of Mathematics allow it in a particular case, leave to take Part II of the Mathematical Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Medical and Veterinary Sciences

The right to proceed to the B.A. Degree after obtaining honours in Part Ia and Part Ib of the Medical and Veterinary Sciences Tripos under the same conditions as if the student had also obtained honours in another Honours Examination.

Modern and Medieval Languages

  1. (a)The right to take Part II of the Modern and Medieval Languages Tripos under Regulation 24(d) not earlier than the fifth term after the student's first term of actual residence.
  2. (b)If the Faculty Board of Modern and Medieval Languages allow it in a particular case, leave to take Part II of the Modern and Medieval Languages Tripos under Regulation 24(e) in the second term after the student's first term of actual residence.

Music

The right to take Part Ib of the Music Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Natural Sciences

Either

  1. (i)the right to take Part Ib of the Natural Sciences Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination, or
  2. (ii)if the Faculty Board or comparable authority concerned with the subject that the student desires to offer allow it in a particular case, leave to take Part II of the Natural Sciences Tripos under the same conditions as if the student had previously obtained honours in Part Ib of that Tripos, with or without the further privilege of taking the examination in the second term after his or her first term of actual residence.

Oriental Studies5

  1. (a)The right to take Part II of the Oriental Studies Tripos not earlier than the fifth term after the student's first term of actual residence under the same conditions as if he or she had previously obtained honours in another Honours Examination.
  2. (b)If the Faculty Board of Asian and Middle Eastern Studies allow it in a particular case, leave to take Part II of the Oriental Studies Tripos in the second term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

Philosophy

Either

  1. (i)the right to take Part Ib of the Philosophy Tripos in the second term after the student's first term of actual residence, or
  2. (ii)the right to take Part II of the Philosophy Tripos either in the second term or in the fifth term after the student's first term of actual residence under the same conditions as if he or she had previously obtained honours in another Honours Examination.

Politics, Psychology, and Sociology

If the Faculty Board of Politics, Psychology, Sociology, and International Studies allow it in a particular case, leave to take Part IIa of the Politics, Psychology, and Sociology Tripos in the second term after the student's first term of actual residence.

Theological and Religious Studies

The right to take Part IIa of the Theological and Religious Studies Tripos under Regulation 24 in the second term after the student's first term of actual residence and to take Part IIb of the Theological and Religious Studies Tripos under Regulation 27 in the fifth term after the student's first term of actual residence without having previously obtained honours in an Honours Examination.

7. Any application for leave which a student may wish to seek under the provisions of Regulation 6 shall be made, not later than the end of the student's first term of residence, through a Tutor to the Registrary, who shall transmit it to the Faculty Board or Syndicate concerned.

A Faculty Board may delegate its functions under Regulation 6 to the Degree Committee for the Faculty, and shall inform the Registrary of the period of any such delegation.

STATUS OF BACHELOR OF ARTS

1. A Graduate Student who is not a graduate of the University and has not the status of Master of Arts shall, so long as he or she is registered as a Graduate Student, have the status of Bachelor of Arts.

2. The Council may grant the status of Bachelor of Arts to a person resident in the University who does not qualify for that status under Regulation 1 and who

  1. (a)holds a degree of another university, or a qualification deemed by the Council to be equivalent to a degree, and
  2. (b)has attained the age of twenty-one years, and
  3. (c)has been recommended by the Head of a College or a Tutor of a College and is certified to have been admitted to the College;

provided that

  1. (i)such a person, if not already matriculated as a member of the University, shall be so matriculated at the first opportunity after the grant of that status;
  2. (ii)the grant shall be for a period specified in each case, and may be revoked by the Council at any time.

3. A possessor of the status of Bachelor of Arts

  1. (a)shall have the same privileges as a Bachelor of Arts with regard to the Libraries and Museums of the University, and the Botanic Garden;
  2. (b)shall be entitled to wear the B.A. gown without strings, but not the hood.

4. A possessor of the status of Bachelor of Arts shall not be a candidate for any examination leading to the degree of Bachelor of Arts or Bachelor of Music.

STATUS OF MASTER OF ARTS

1. A Graduate Student or other person who has previously had the status of Bachelor of Arts shall, on attaining the age of twenty-four years, have the status of Master of Arts for so long as he or she is not of standing to proceed to the degree of Master of Arts.

2. The Council may grant the status of Master of Arts to any of the following if they have attained the age of twenty-four years and have not proceeded to the degree of Master of Arts or any higher degree:

  1. (a)a University officer during his or her tenure of office, or a person holding a post in the University Press specially designated under Statute J, 7;
  2. (b)a Fellow of a College during his or her tenure of a Fellowship;
  3. (c)a person employed by the University who holds an appointment approved by the University for the purpose of Statute A, III, 7(e) during his or her tenure of the appointment;6
  4. (d)the Commandant and the Adjutant for the time being of the University Air Squadron, the University Officers Training Corps, and the University Royal Naval Unit;
  5. (e)a person who holds a degree of another university, or a qualification deemed by the Council to be equivalent to a degree, and who has been recommended by the Head of a College or a Tutor of a College and is certified to have been appointed to a College office, or admitted to the College;
  6. (f)a graduate of another university or a visiting scholar working in the University, or in an institution connected with the University recognized for this purpose by the Council, who is recommended by the Chairman of a Faculty Board or the Head of a Department as an appropriate person for the grant of this status;7

provided that

  1. (i)such a person, if not already matriculated as a member of the University, shall be so matriculated at the first opportunity after the grant of this status;
  2. (ii)a grant made under subsection (e) or subsection (f) above shall be for a period specified in each case, and may be revoked by the Council at any time.

3. A possessor of the status of Master of Arts:

  1. (a)shall have the same privileges as a Master of Arts with regard to the Libraries (other than the University Library), the Museums, and the Botanic Garden of the University;
  2. (b)shall be entitled to wear the M.A. gown without strings, but not the hood;
  3. (c)for the purpose of keeping terms by residence, may certify his or her own residence;
  4. (d)shall not be subject to the regulations for motor vehicles or the regulations for bicycles and boats.

4. A possessor of the status of Master of Arts shall not be a candidate for any examination leading to the degree of Bachelor of Arts or Bachelor of Music.

INCORPORATION

Conditions.

1. A person who is a graduate of the University of Oxford or the University of Dublin (Trinity College) may be admitted by incorporation to a degree which in the opinion of the Council is equivalent to the highest degree which either of those Universities has conferred upon him or her, provided that the person concerned:

  1. (a)has been matriculated as a member of the University;
  2. (b)has attained the age of twenty-four years (unless in a particular case the Council see fit to grant exemption from this provision);
  3. (c)has satisfied the Council that the qualifications required for the Oxford or Dublin degree in question included residence as well as the passing of examinations or the performance of other exercises;
  4. (d)has been admitted to a University office or a Headship or a Fellowship (other than an Honorary Fellowship) of a College, or holds a post in the University Press specially designated under Statute J, 7;

provided also that if the person concerned holds a University office or a designated post in the University Press or a Fellowship of a College, which on initial appointment or election did not carry tenure to the retiring age, he or she already has held a University office or offices, or such a post or posts in the University Press, or a Fellowship or Fellowships (other than an Honorary Fellowship) of a College or of different Colleges, or any combination of these, for a total period, which need not be continuous, of at least three years.

Applications.

2. Each application by or on behalf of a candidate for admission to a degree by incorporation shall state:

  1. (a)the candidate's full name and date of birth;
  2. (b)the name of the College, if any, to which he or she has been admitted or approved for admission;
  3. (c)the University office, College Headship, or College Fellowship that he or she holds;
  4. (d)evidence of the degree conferred by the University of Oxford or Dublin in respect of which application is made;

and shall be sent to the Registrary.

Standing.

3. The standing of a person admitted to a degree by incorporation shall be reckoned from the date of his or her corresponding Oxford or Dublin degree.

Allowance of terms.

4. A candidate for a degree who has kept one or more terms by residence at the University of Oxford or the University of Dublin (Trinity College) shall be allowed not more than the same number of terms towards the terms required to be kept for the Cambridge degree, if the Council are satisfied that for each term so allowed he or she has resided, according to the requirements of the University of Oxford or Dublin, for not less than fifty-six days of term.

5. If a student is so allowed a term or terms previous to the term in which he or she became a member of the University, that student's standing shall be reckoned from the beginning of the first term in which he or she was a member of the University of Oxford or of Dublin (Trinity College).

TERMS AND LONG VACATION

1. The Michaelmas Term shall begin on 1 October and shall consist of eighty days, ending on 19 December. The Lent Term shall begin on 5 January and shall consist of eighty days, ending on 25 March or in any leap year on 24 March. The Easter Term shall begin on 10 April and shall consist of seventy days ending on 18 June, provided that in any year in which Full Easter Term begins on or after 22 April the Easter Term shall begin on 17 April and end on 25 June.

2. Full Term shall consist of three-fourths of the whole term reckoned from the first day of Full Term as hereinafter determined.

3. The dates on which Full Terms begin and end shall be as shown in the table appended to these regulations.

Portion of term to be kept.

4. The portion of each term during which students shall be required to reside in order to keep the term shall be three-fourths.

First term of residence.

5. Except as may be provided by the Ordinances relating to a particular institution, the term in which a person who is required to keep certain terms by residence first resides in accordance with Regulation 2 or 3 for the Precincts of the University and residence, as the case may be, shall be accounted that person's first term of residence whether he or she keeps the term, or is allowed it, or not.

Allowance of terms not kept by residence.

6. For the purposes of admissibility to examinations or competitions, or of the payment of emoluments of Studentships, Scholarships, and the like, a term allowed by the Council shall be reckoned as a term kept.

7. The Council shall have the same power to allow terms of residence to candidates for Diplomas and Certificates as they have under Statute B, III, 9 in respect of candidates for degrees.

8. A course of instruction given during the Long Vacation shall not occupy more than four weeks. Except with the approval of the Council on the recommendation of the General Board, no such course given within the Precincts of the University shall begin earlier than the second Monday after General Admission or end later than the sixth Saturday after the Saturday of General Admission.

Full Mich. Term

Full Lent Term

Full Easter Term

General

Admission

June

Th./Fri./Sat.

Year

begins

Oct.

Tu.

ends

Dec.

Fri.

begins

Jan.

Tu.

ends

March

Fri.

Easter

Day

begins

Apr.

Tu.

ends

June

Fri.

2008–09

7

5

13

13

12 Apr.

21

12

25/26/27

2009–10

6

4

12

12

4 Apr.

20

11

24/25/26

2010–11

5

3

18

18

24 Apr.

26

17

30/1/2 July

2011–12

4

2

17

16

 8 Apr.

24

15

28/29/30

2012–13

2

30 Nov.

15

15

31 Mar.

23

14

27/28/29

2013–14

8

6

14

14

20 Apr.

22

13

26/27/28

2014–15

7

5

13

13

 5 Apr.

21

12

25/26/27

2015–16

6

4

12

11

27 Mar.

19

10

23/24/25

2016–17

4

2

17

17

16 Apr.

25

16

29/30/1 July

2017–18

3

1

16

16

 1 Apr.

24

15

28/29/30

2018–19

2

30 Nov.

15

15

21 Apr.

23

14

27/28/29

2019–20

8

6

14

13

12 Apr.

21

12

25/26/27

Notice

When application is made for the allowance of a single term the Council will require to be satisfied that the applicant has kept by actual residence as much as practicable of Full Term in the term applied for.

If the student commenced residence later than the commencement of Full Term in the term applied for, the reason must be stated in the application.

The Council request that any application for the allowance of a second term may be accompanied by a repetition of particulars concerning the term previously allowed. Apart from very exceptional circumstances the Council will not allow a second term unless a good part of the two terms has been kept.

PRECINCTS OF THE UNIVERSITY AND RESIDENCE

Grace 3 of 8 July 2009

Boundaries for keeping terms.

1. The Precincts of the University shall be the area within a boundary defined as extending three miles from Great St Mary's Church, measured in a straight line, and as including Madingley Hall and such other places about Cambridge as may from time to time be determined by Grace, or by such authority as may be provided by Grace, whether generally or with respect to particular persons or classes of persons.

2. A person keeping terms by residence who is pursuing a course leading to the LL.M., M.Eng., M.Sci., 〈M.Math.,〉8 Vet.M.B., Mus.B., B.A., or B.Th. Degree, or the M.B., B.Chir. Degrees (if pursuing his or her clinical studies in the University) shall reside within the Precincts of the University

  1. (a)in the College9 of which he or she is a member, or in a building provided and controlled by that College as a hostel;
  2. or(b)in any of the following places which shall be recognized as houses of residence for such number of students in each case as the Council, after consultation with the Accommodation Syndicate, may from time to time determine: Margaret Beaufort Institute, Institute for Orthodox Christian Studies, Ridley Hall, Wesley House, Westcott House, and Westminster College;
  3. or(c)with the permission of his or her College,9 in other accommodation within the Precincts of the University, not being part of any College; provided that, before granting such permission, the College authorities must be satisfied with the arrangements for observing the normal conditions of residence;
  4. or(d)in any hospital or nursing home within the precincts of the University, or in any hospital of the Cambridge University Hospitals and Papworth Hospital NHS Foundation Trusts and Cambridgeshire Mental Health Partnership NHS Trusts, or, as a student for the M.B., B.Chir. Degrees only, in the West Suffolk Hospital;
  5. or(e)in exceptional circumstances, and for grave cause approved by the student's College, in some other place outside the Precincts of the University.

3. A person keeping terms by residence who is pursuing a course leading to a qualification of the University other than a degree or degrees specified in Regulation 2, or who is a registered Graduate Student pursuing a course that is not leading to a qualification of the University, or who is the possessor of the status of Master of Arts, shall not be subject to the conditions of place prescribed by that regulation but shall reside in the area within a boundary defined as extending ten miles from Great St Mary's Church, measured in a straight line; provided that in exceptional circumstances, and for grave cause approved by the Board of Graduate Studies in the case of a Graduate Student or otherwise by the student's College, such a person may be granted permission to reside outside that area.

Days of residence.

4. Residence shall be reckoned by days. No person keeping terms by residence shall be considered to have resided during any day unless he or she has resided during some part of such day and of the following night and has complied with such other conditions of residence, if any, as may be required by the authorities of his or her College; provided that a part of the day on which such a person completes his or her residence for the term may be counted as a day of residence.

5. For the purpose of reckoning residence the day shall be held to extend from 6 a.m. to midnight.

Certificate of residence.

6. Residence shall be certified to the University under the hand of the Head of the College to which the student belongs.

7. Save as may otherwise be provided for,10

  1. (a)no one shall be admitted to the degree of Bachelor of Medicine or Surgery, or Master of Advanced Study or Business Administration (having followed a one-year or two-year integrated course of study prescribed by Ordinance) or Finance or Law or Research, or to the degrees of Master of Letters or Science or Philosophy, or Doctor of Philosophy having followed a full-time course, or to the degree of Doctor of Engineering, unless he or she has kept three terms at least by residence;
  2. (b)no one shall be admitted to the degree of Bachelor of Theology for Ministry unless he or she has kept five terms at least by residence;
  3. (c)no one shall be admitted to the degree of Bachelor of Arts or Music or Veterinary Medicine unless he or she has kept nine terms at least by residence;
  4. (d)no one shall be admitted to the degree of Master of Engineering or Mathematics or Natural Sciences unless he or she has kept twelve terms at least by residence.

8. A Graduate Student may be granted in respect of work done in the University before matriculation an allowance of not more than three terms towards the three terms required to be kept under paragraph 7(a) above for any of the degrees of Master of Letters or Master of Science or Doctor of Engineering or Doctor of Philosophy, and an allowance of not more than one term towards the number of terms required to be kept for the degree of Master of Philosophy which requires a two-year course of study.

9. The Council may grant allowances of terms as follows:

  1. (a)On account of illness or other grave cause, the Council may grant (i) one or two terms to any candidate for a degree who but for such allowance would be required to keep more than six terms by actual residence, (ii) one term to any candidate for a degree who but for such allowance would be required to keep six or fewer terms by actual residence.
  2. (b)On the recommendation of the Faculty Board or comparable authority concerned, the Council may allow not more than three terms to any candidate for a degree who but for such allowance would be required to keep six or more terms by actual residence and who since matriculation has pursued a course or courses of study outside the University under the direction of that Faculty Board or comparable authority.
  3. (c)In circumstances which interfere with the normal tenor of residence of a large number of students, the Council may grant allowances of terms, in addition to the allowances hereinbefore provided, to students who fulfil such conditions as the Council may specify.〉11

ADMISSION TO DEGREES

Supplicats

Form of Supplicats.

1. Every Supplicat, that is to say, every Grace for a complete degree not conferred under Statute B, III, 6 or 7, shall be in the form prescribed from time to time by the Council, and shall be signed by the Head or Praelector or the deputy for the Head or Praelector of the applicant's College; provided that, if the applicant is a University officer who is not a member of any College, the Supplicat shall be signed by the Chairman of the Faculty Board or the Head of the Department or other institution to which the applicant's office is assigned.

Submission of Supplicats and certificates of terms.

2. Except as hereinafter provided no degree shall be conferred unless a Supplicat and certificate of terms (if necessary) have been sent to the Registrary so as to arrive not later than 10 a.m. on the morning of the day next but seven before that on which the degree is to be conferred, or, if a degree is to be conferred on a day of General Admission, not later than 10 a.m. on the morning of the day next but ten before that day.

3. Notwithstanding that the provisions of Regulation 2 have not been satisfied, a degree may be conferred at any Congregation provided that the necessary documents have been received by the Registrary in time for proper consideration, and provided that a fine of £1 shall be paid in addition to the degree fee, if any. A fine shall not be charged in respect of a candidate who needs to keep the current term in order to qualify for the degree but has not done so on the day preceding the day on which the Supplicat is due to be received by the Registrary; provided that the Supplicat has been received at the proper time together with a statement of the reason for the delay in submitting the certificate of terms.

Submission of Graces and Supplicats to the Regent House.

4. No degree shall be conferred upon any person unless either

  1. (a)a Grace has been approved by the Regent House authorizing the conferment of the degree, of which due notice has been given in accordance with Regulation 20 of the regulations for Graces and Congregations of the Regent House; or
  2. (b)a Supplicat in the prescribed form has been sent to the Registrary in accordance with Regulation 2 or 3 of these regulations and the conferment of the degree has been approved in the manner hereinafter provided.

No person shall be admitted in absence to the title of a degree, nor shall any person be admitted to a complete degree in absence unless this has been requested in the Supplicat or in the application for a degree conferred under Statute B, III, 6 or 7.

Certificate of terms.

5. No degree for which residence is required as a qualification shall be conferred on any person unless the Head of the person's College or the deputy for the Head has certified to the Registrary that that person has kept the residence required.

Time limit.

6. No Grace for a degree or for the title of a degree shall be in force longer than one calendar year from the date of its approval.

7. One hour and a half before the time appointed for each Congregation at which any degree is to be conferred (other than a degree for whose conferment a Grace has been approved by, or will at that Congregation be submitted to, the Regent House) the Registrary shall cause to be posted on a board in the Schools Arcade a list of names of persons whose Supplicats have been received and who are certified by the Registrary to have done all that is required of them by the Statutes and Ordinances and to be qualified to proceed on that day to the degrees for which they have applied. If any member of the Regent House informs the Vice-Chancellor in writing, not later than an hour after the posting of the list, that he or she intends to non placet the conferment of a degree upon any person named in the list, the Vice-Chancellor shall cause that person's name to be struck out from the list. At the Congregation the conferment of the degrees set out in the Registrary's list upon the persons named therein shall be proposed to the Regent House in the following collective formula:

Supplicant reverentiis vestris viri mulieresque –––––12 quorum nomina juxta senaculum in porticu proposuit hodie Registrarius nec delevit Procancellarius (or Procancellaria) ut gradum quisque quem rite petivit assequatur.

8. Where the Vice-Chancellor, having received written notice of non placet, has, in accordance with Regulation 7 above, caused the name of the person in respect of whom that notice is given to be struck out from the Registrary's list, the degree in respect of which notice of non placet has been given shall not be conferred upon that person unless a Grace to that effect has been submitted to and approved by the Regent House after the giving of due notice in accordance with Regulation 20 of the regulations for Graces and Congregations of the Regent House.

Presentation and Admission of Candidates for Degrees

By whom candidates are to be presented.

9. Recipients of titular degrees conferred under Statute B, IV and candidates for complete degrees, if they are admitted to their degrees after presentation in person, shall be presented in the order prescribed in Regulations 10–12 by the persons specified in the following sub-paragraphs (a)–(g); provided that

  1. (i)no one shall be presented by a person who is not a member of the Senate;
  2. (ii)in exceptional circumstances the Vice-Chancellor or other person presiding at the Congregation may authorize presentation by a deputy for the person specified in the appropriate sub-paragraph below.
  1. (a)Recipients of titular degrees shall be presented by the Orator, who shall make a speech in presenting each person.
  2. (b)Candidates for the degree of M.A. conferred under Statute B, III, 6, or for the degrees of Ph.D. or M.A. by incorporation, who are not members of Colleges, and candidates for the degrees of Sc.D. or Litt.D. by incorporation, shall be presented by the Head of the Department or by the Chairman or Secretary of the Board, Syndicate, Faculty Board, or other body under whose supervision they are working, or, if they hold a University office assigned to one of the central administrative offices, by the Registrary.
  3. (c)Candidates for the degrees of D.D. or B.D., LL.D., M.D., and Mus.D., shall be presented by the Regius Professors of Divinity, Law, and Physic, and the Professor of Music, respectively, or by their deputies, the deputy being required to be a Doctor in the same Faculty as the Professor, or, for the degree of Mus.D., the Chairman of the Faculty Board of Music.
  4. (d)Candidates for the degrees of Sc.D. or Litt.D. (other than candidates for those degrees by incorporation) shall be presented by the Chairman of the Degree Committee which has recommended them for the degree, or by a Doctor of Science or of Letters (as the case may be) deputed by the Chairman.
  5. (e)Candidates for the degree of M.Chir. shall be presented by the Regius Professor of Physic, or by a Doctor of Medicine or Master of Surgery deputed by the Professor.
  6. (f)Candidates for the degree of Vet.M.D. shall be presented by the Chairman of the Degree Committee for the Faculties of Clinical Medicine and Veterinary Medicine, or by a Doctor of Medicine, Science, or Veterinary Medicine deputed by the Chairman.
  7. (g)Candidates for other degrees shall be presented by the Praelectors of their Colleges.

In any case of doubt the Vice-Chancellor shall decide by whom a candidate is to be presented.

Order of presentation and conferment.

10. At each Congregation for the conferment of degrees the various degrees shall be conferred, subject to the provisions of Regulation 14, in an order corresponding to the order of seniority of graduates; provided that

  1. (a)every titular degree shall be conferred before any complete degree is conferred;
  2. (b)all degrees for which candidates are presented under Regulation 9(b)–(f) shall be conferred before any candidates are presented by Praelectors of Colleges under Regulation 9(g);
  3. M.A. under Statute B, III, 6.
    (c)candidates for the degree of M.A. under Statute B, III, 6 or for any degree by incorporation, whether they are presented under Regulation 9(b) or under Regulation 9(g), shall be presented before other candidates are presented under the same regulations for the same degree;
  4. (d)the approval at a Congregation of the collective formula prescribed in Regulation 7 shall, in the case of each person referred to in the formula who is not presented in person at that Congregation, constitute the conferment of the degree and admission to the degree for which he or she is a candidate (other than a title of a degree).
Presentation by Praelectors.

11. All the candidates to be presented for degrees under Regulation 9(g) who are members of the same College shall be presented by the Praelector of that College before any candidate for a degree is presented by the Praelector of any College which follows it in the order of Colleges prescribed in Regulation 12; provided that the Vice-Chancellor shall have power to order that, at any Congregation other than a Congregation for General Admission to Degrees, all the candidates for the same degree shall be presented by the Praelector of each College in turn before any candidate is presented for the degree which next follows it in the order of seniority of graduates.

Order of Colleges.

12. Except as provided by Regulation 15, the order of Colleges shall be King's College, Trinity College, St John's College, followed by the other Colleges specified in Statute K, 3(a) in order of their foundation, followed by the Colleges recognized under Statute H in order of their recognition.

General Admission.

13. In every year the Thursday, Friday, and Saturday after the third Sunday in June shall be days of General Admission to Degrees, save that, in accordance with Regulation 3 for Terms and Long Vacation, in any year in which Full Easter Term begins on or after 22 April the days of General Admission shall be the Thursday, Friday, and Saturday after the fourth Sunday in June. On each day of General Admission there shall be one or more Congregations for General Admission to Degrees at such hours as the Vice-Chancellor shall appoint.

14. The following provisions shall apply to Congregations for General Admission to Degrees:

  1. (a)except with the approval of the Vice-Chancellor, no degree other than that of LL.M., M.Eng., M.Sci., 〈M.Math.,〉8 B.A., Mus.B., Vet.M.B., or B.Th. may be conferred at a Congregation for General Admission to Degrees;13
  2. (b)a candidate proceeding to the degree of M.Eng. or M.Sci. 〈or M.Math.,〉8 and to the degree of B.A. at the same Congregation shall be presented for the two degrees together.

15. The assignment of Colleges to each of the several Congregations for General Admission shall be determined by the Council from time to time in consultation with the Colleges; provided that, except with the consent of the Colleges concerned, the assignment shall not be such as to change the order of Colleges which is prescribed in Regulation 12.

Forms of Presentation for Degrees

1. Subject to the provisions of Regulation 2 concerning shortened forms of presentation, the following formulae shall be used by Praelectors and other persons in presenting candidates for degrees:

B.A. etc.

For the degree of Bachelor of Arts, Medicine, Music, Surgery, Theology for Ministry, or Veterinary Medicine

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, quem scio tam moribus quam doctrina esse idoneum15

or

 

(for a woman)

hanc mulierem, quam scio tam moribus quam doctrina esse idoneam15

ad gradum assequendum...;16 idque tibi fide mea praesto totique Academiae.

M.A. etc.

For the degree of Master of Arts, 〈Advanced Study,〉17 Business Administration, Education, Engineering, Finance, Law, Letters, 〈Mathematics,〉17 Natural Sciences, Philosophy, Research, Science, Studies, or Surgery

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, quem scio tam moribus quam doctrina esse idoneum15

or

 

(for a woman)

hanc mulierem, quam scio tam moribus quam doctrina esse idoneam15

ad gradum assequendum...;16 idque tibi fide mea praesto totique Academiae.

M.Eng. or M.Sci. 〈or M.Math.〉 with B.A. Degree.

For the degrees of Master of Engineering or Natural Sciences 〈or Mathematics〉17 and Bachelor of Arts when candidates are presented for the two degrees together

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, quem scio tam moribus quam doctrina esse idoneum15

or

 

(for a woman)

hanc mulierem, quam scio tam moribus quam doctrina esse idoneam15

ad gradus assequendos Magistri in Ingeniaria (or Scientiis Naturalibus 〈or Mathematica〉17) necnon Baccalaurei in Artibus; idque tibi fide mea praesto totique Academiae.

M.A. under Stat. B, III, 6.

For the degree of Master of Arts under Statute B, III, 6

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, ut, habita officii ad quod admissus est ratione, co-optetur in ordinem Magistrorum in Artibus.

or

 

(for a woman)

hanc mulierem, ut habita officii ad quod admissa est ratione, co-optetur in ordinem Magistrorum in Artibus.

B.D. D.D.

For the degree of Bachelor or Doctor of Divinity

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

reverendum hunc virum, quem scio tam moribus quam doctrina esse idoneum

or

 

(for a woman)

reverendam hanc mulierem, quam scio tam moribus quam doctrina esse idoneam

ad gradum assequendum...;16 idque tibi fide mea praesto totique Academiae.

Eng.D. LL.D. Litt.D. M.D. Mus.D. Ph.D. Sc.D. Vet.M.D.

For the degree of Doctor of Engineering, Law, Letters, Medicine, Music, Philosophy, Science, or Veterinary Medicine

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, quem scio tam moribus quam doctrina esse idoneum

or

 

(for a woman)

hanc mulierem, quam scio tam moribus quam doctrina esse idoneam

ad gradum assequendum...;16 idque tibi fide mea praesto totique Academiae.

Degree by incorporation.

For a degree by incorporation

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

hunc virum, ut in nostra Academia incorporetur et sit eodem gradu quo est apud suos...18

or

 

(for a woman)

hanc mulierem, ut in nostra Academia incorporetur et sit eodem gradu quo est apud suos...18

Titular degree.

honoris causa

For the title of a degree,

Dignissime domine, Domine Procancellarie,14 et tota Academia, praesento vobis

(for a man)

egregium hunc virum, ut honoris causa habeat titulum gradus...16

or

 

(for a woman)

egregiam hanc mulierem, ut honoris causa habeat titulum gradus...16

2. When presenting two or more groups of candidates for the same degree, a Praelector shall use one of the following formulae for each group after the first:

(for a man)

Hunc etiam praesento et de hoc idem vobis praesto.

(for two or more men)

Hos etiam praesento et de his idem vobis praesto.

(for a woman)

Hanc etiam praesento et de hac idem vobis praesto.

(for two or more women)

Has etiam praesento et de his idem vobis praesto.

Forms of Admission to Degrees

1. Subject to the provisions of Regulation 2, the following formulae shall be used by the Chancellor, or by the Vice-Chancellor, or by a duly appointed deputy, in admitting candidates to degrees or to the titles of degrees:

M.A. under Stat. B, III, 6.

For the degree of Master of Arts under Statute B, III, 6

Auctoritate mihi commissa admitto te in ordinem Magistrorum in Artibus, in nomine Patris et Filii et Spiritus Sancti.

Degree by incorporation.

For a degree by incorporation

Auctoritate mihi commissa admitto te ad gradum...16 ut in nostra Academia incorporeris et sis eodem gradu quo es apud tuos...,18 in nomine Patris et Filii et Spiritus Sancti.

Titular degree.

For the title of a degree honoris causa

Auctoritate mihi commissa admitto te honoris causa ad titulum gradus...,16 in nomine Patris et Filii et Spiritus Sancti.

M.Eng. or M.Sci. 〈or M.Math.〉1 with B.A. Degree

For the degrees of Master of Engineering or Natural Sciences 〈or Mathematics〉17 and Bachelor of Arts when the two degrees are conferred together

Auctoritate mihi commissa admitto te ad gradus Magistri in Ingeniaria (or Scientiis Naturalibus 〈or Mathematica〉17) necnon Baccalaurei in Artibus, in nomine Patris et Filii et Spiritus Sancti.

All other degrees.

For all other degrees

Auctoritate mihi commissa admitto te ad gradum...,16 in nomine Patris et Filii et Spiritus Sancti.

2. The person conferring degrees is authorized, at his or her discretion,

  1. (a)to vary the formulae given in Regulation 1 by omitting the words ‘in nomine Patris et Filii et Spiritus Sancti’;
  2. (b)in admitting candidates to any of the degrees of B.A., Mus.B., Vet.M.B., M.A., and LL.M., or to the degrees of M.Eng. or M.Sci. and B.A., to use one of the following shortened formulae, as appropriate:
  3. In eodem nomine te etiam admitto ad gradum (or gradus)...16
  4. Te etiam admitto ad gradum (or gradus)...16
  5. Te etiam admitto ad eundem gradum (or ad eosdem gradus)

SCHEDULE

The words appropriate to the particular degree are to be inserted in the formulae for presentation for degrees and admission to degrees, as follows:

For the B.D. Degree

Baccalaurei in Sacra Theologia

For the M.B. Degree

Baccalaurei in Medicina

For the Vet.M.B. Degree

Baccalaurei in Veterinaria Medicina

For the Mus.B. Degree

Baccalaurei in Musica

For the B.A. Degree

Baccalaurei in Artibus

For the B.Th. Degree

Baccalaurei in Theologia Pastorali

For the M.Chir. Degree

Magistri in Chirurgia

For the M.A. Degree

Magistri in Artibus

For the LL.M. Degree

Magistri in Jure

For the M.Sc. Degree

Magistri in Scientiis

For the M.Litt. Degree

Magistri in Litteris

For the M.Phil. Degree

Magistri in Philosophia

For the M.Eng. Degree

Magistri in Ingeniaria

For the M.B.A. Degree

Magistri in Negotiis Administrandis

For the M.Fin. Degree

Magistri in Re Pecuniaria

For the M.Ed. Degree

Magistri in Educatione

For the M.Sci. Degree

Magistri in Scientiis Naturalibus

For the M.St. Degree

Magistri in Studiis

For the M.Res. Degree

Magistri in Arte Vestigandi

〈For the M.Math. Degree

Magistri in Mathematica〉17

〈For the M.A.St. Degree

Magistri in Studio Ampliore〉17

For the D.D. Degree

Doctoris in Sacra Theologia

For the LL.D. Degree

Doctoris in Jure

For the M.D. Degree

Doctoris in Medicina

For the Sc.D. Degree

Doctoris in Scientiis

For the Litt.D. Degree

Doctoris in Litteris

For the Mus.D. Degree

Doctoris in Musica

For the Vet.M.D. Degree

Doctoris in Veterinaria Medicina

For the Ph.D. Degree

Doctoris in Philosophia

For the Eng.D. Degree

Doctoris in Ingeniaria

ORDER OF SENIORITY OF GRADUATES

1. The order of seniority of graduates shall be as follows

The Chancellor

The Vice-Chancellor

The High Steward

The Deputy High Steward

The Commissary

The Pro-Vice-Chancellors

Heads of Colleges

The Regius Professor of Divinity

The Regius Professor of Civil Law

The Regius Professor of Physic

The Regius Professor of Hebrew

The Regius Professor of Greek

Professors, the Orator, the Registrary,

 the Librarian, the Director of the

 Fitzwilliam Museum, if Doctors,

 in the order of their complete degrees

Doctors of Divinity

Doctors of Law

Doctors of Medicine

Doctors of Science and Doctors of Letters

Doctors of Music

The Orator

The Registrary

The Librarian

Professors, the Director of the Fitzwilliam Museum,

 if not Doctors, in the order of their appointment

Members of the Council

Bachelors of Divinity

Doctors of Veterinary Medicine

Doctors of Philosophy

Doctors of Engineering

Masters of Surgery

Masters of Arts

Masters of Law

Masters of Music

Masters of Science and Masters of Letters

Masters of Research

Masters of Philosophy

〈Masters of Mathematics

Masters of Advanced Study〉19

Masters of Engineering

Masters of Business Administration

Masters of Finance

Masters of Education

Masters of Natural Sciences

Masters of Studies

Bachelors of Medicine

Bachelors of Surgery

Bachelors of Law

Bachelors of Veterinary Medicine

Bachelors of Music

Bachelors of Arts

Bachelors of Education

Bachelors of Theology for Ministry

2. Of two persons holding the same or an equal degree, he or she shall be the senior who was admitted to the degree on the earlier day.20

3. Of two persons admitted to the same or an equal degree on the same day, he or she shall be the senior who was the senior in virtue of any degree previously held; or, if neither of them was previously senior to the other, he or she whose surname comes before the other's in alphabetical order.20

4. For the purpose of determining seniority among Bachelors of Arts, the days of General Admission in the Easter Term shall be counted as one and the same day.

Processions.

5. In processions the following conventions shall be observed:

  1. (a)the Esquire Bedells precede the Chancellor and the Vice-Chancellor;
  2. (b)the Vice-Chancellor is accompanied by the Registrary and followed immediately by the Proctors;
  3. (c)in a procession before the conferment of honorary degrees the Vice-Chancellor is accompanied also by the Orator;

provided that the Vice-Chancellor, after consulting the Proctors, shall have power to vary the order of any procession, subject to giving notice on each occasion of any intended variation in the normal order.

ACADEMICAL DRESS

General

Wearing of academical dress by those in statu pupillari.

1. Members of the University in statu pupillari shall be required to wear the academical dress appropriate to their status in this University when attending University ceremonies in the University Church or in the Senate-House, and at all other times at which the Vice-Chancellor may by public notice direct that academical dress be worn.

Wearing of academical dress by those not in statu pupillari.

2. Members of the University not in statu pupillari shall wear the academical dress appropriate to their respective degrees of this University in the University Church, the Senate-House, and the Schools, and generally on public occasions and at official meetings, and on all other occasions on which the Vice-Chancellor may by public notice request that academical dress be worn.

Scarlet days.

3. The Doctors in the several Faculties shall wear their festal gowns in public on Christmas Day, Easter Day, Ascension Day, Whitsunday, Trinity Sunday, All Saints’ Day, on the day appointed for the Commemoration of Benefactors, on the days of General Admission to Degrees, and on all other occasions on which the Vice-Chancellor may by public notice request that festal gowns be worn.

4. Notwithstanding the foregoing regulations, on the occasions specified in Regulation 3 any member of the University who holds a degree of another university or degree-awarding institution may wear the academical dress appropriate to that degree; save that this provision shall not apply to the Chancellor, the Vice-Chancellor, the High Steward, the Deputy High Steward, the Commissary, the Proctors, the Registrary, or the Esquire Bedells, or to a deputy for any of those officers, or to any person presenting or being presented for a degree of the University.

The Proctors and Esquire Bedells.

5. A Proctor or a deputy for a Proctor or an Esquire Bedell, when carrying out the duties of his or her office, shall wear the academical dress of a Master of Arts.

6. The senior Esquire Bedell shall be familiar with all details of academical dress of the University and shall draw the Vice-Chancellor's attention to unauthorized variations.

7. Drawings of hoods and gowns of the University, and specimens of the proper materials and colours, shall be kept by the Registrary.

8. Notwithstanding the regulations for academical dress which follow, a member of the University, other than a Proctor or a deputy for a Proctor or an Esquire Bedell when carrying out the duties of his or her office, may continue to wear any academical dress of the University which when he or she first wore it conformed to the practice of the time.

Black Gowns

D.D.: a full-sleeved gown, or alternatively the M.A. gown, either of which should have a looped cord and a button at the back and should be worn with a black silk scarf;

LL.D.: a gown with square-ended sleeves slit vertically above the arm-slits and sewn across below them, wings on the shoulders, and a flap-collar at the back;

M.D.: a gown with square-ended sleeves sewn across below the arm-slits and a flap-collar at the back, trimmed with a single row of Doctors’ lace down each front and round the collar, across each sleeve at the bottom and above the arm-slit, and with two vertical rows from the centre of the arm-slit to the shoulder;

Sc.D.: the M.A. gown but with a single row of Doctors’ lace placed horizontally above each arm-slit;

Litt.D.: the M.A. gown but with a single row of Doctors’ lace placed vertically above each arm-slit;

Mus.D.: the M.D. gown but with a double row of Doctors’ lace on the lower part of the collar;

B.D.: the M.A. gown but with a looped cord and a button on the back as on the D.D. gown;

Vet.M.D.: the Ph.D. gown;

Ph.D.: the M.A. gown but with Doctors’ lace, four inches (10 cm) in length, placed horizontally above each arm-slit, the bottom edge of the lace being three inches (7.5 cm) from the edge of the opening;

Eng.D.: the Ph.D. gown;

M.Chir.: the M.A. gown but with three rows of single black silk cord across the sleeve above each arm-slit, showing a space of half an inch (1.25 cm) between row and row, the first row being three-eighths of an inch (1 cm) above the opening;

M.A.: a silk or stuff gown with glove sleeves, having horizontal slits to free the arm, and with strings;

LL.M.: the M.Chir. gown but with two rows of single cord across the sleeve;

Mus.M.: the M.A. gown but with three buttons joined by cords forming a triangle, two buttons on the upper edge of each arm-slit, five inches (12.5 cm) apart, the third in the middle five inches (12.5 cm) above the slit;

M.Sc.: the M.A. gown but with three buttons placed horizontally, two-and-a-half inches (6.25 cm) apart and joined by a cord, along each arm-slit;

M.Litt.: the M.Sc. gown but with the buttons and cord placed vertically;

M.Res.: the M.Phil. gown but with the buttons joined by two vertical cords;

M.Phil.: the M.A. gown but with a vertical cord from the centre of the arm-slit to the shoulder and with one button at the top of the cord and one button at the bottom of the cord on each sleeve;

〈M.Math.: the M.A. gown but with a circle of cord on the sleeve with a button in the centre;

M.A.St.: the M.A. gown but with a double circle of cord on the sleeve with a button in the centre;〉21

M.Eng.: the M.A. gown but with a circle of cord on the sleeve with a button in the centre;

M.B.A.: the M.A. gown but with four buttons joined by cords forming a square on the upper edge of each arm-slit;

M.Fin.: the M.A. gown but with four buttons joined by cords forming a diamond on the upper edge of each arm slit;

M.Ed.: the M.A. gown but with five buttons joined by cords forming a cross on the upper edge of each arm-slit;

M.Sci.: the M.A. gown but with a circle of cord on the sleeve with a button in the centre;

M.St.: the M.A. gown but with five buttons joined by cords forming a cross on the upper edge of each arm-slit;

M.B.: a gown of black silk or stuff, shorter than the M.A. gown, with open sleeves, not slit but turned back to form a triangle bisected by one black cord about five inches (12.5 cm) long with a button at the top of the cord, and with strings;

B.Chir.: the M.B. gown but having on each sleeve three parallel cords half an inch (1.25 cm) apart, with a button at the top of each cord;

B.A.: a stuff gown like the M.B. gown, with open sleeves not turned up with a cord but slit vertically from the shoulders and caught together at the bottom of the slit;

LL.B.: the M.B. gown but having on each sleeve two parallel cords, with a button at the top of each cord;

Mus.B.: the M.B. gown but on each sleeve one cord and button, with another button on each side of the sleeve at the corner of the triangle formed by the turned-back piece of sleeve;

Vet.M.B.: the M.B. gown but with two buttons placed vertically one at the top and one at the bottom of the cord on each sleeve;

B.Ed.: the B.A. gown but having on each sleeve four parallel cords about one inch (2.5 cm) apart and five inches (12.5 cm) long with a button at the top of each cord;

B.Th.: the B.A. gown but with a looped cord and a button on the back as on the B.D. gown;

Possessor of the status of Master of Arts: the M.A. gown but without the strings;

Possessor of the status of Bachelor of Arts: the B.A. gown but without the strings.

Undergraduates’ gowns shall reach to the knees.

The buttons of black gowns are of 26-line flat black twill-mohair; the cords are of ⅛ black ‘silk’, and twisted double except in the M.Chir. and LL.M. gowns.

Hoods22

Doctor, other than Vet.M.D., Ph.D. or Eng.D.: of the same material as the festal gown, lined with the same material as the lining of the gown;

B.D.: of black corded silk lined with black silk;

Vet.M.D.: of black corded silk lined with scarlet cloth, the hood part lined with mid-cherry silk, four inches (10 cm) deep;

Ph.D.: of black corded silk lined with scarlet cloth;

Eng.D.: of black corded silk lined with bronze silk, the hood part lined with scarlet cloth, four inches (10 cm) deep;

M.Chir.: of black corded silk lined with mid-cherry silk;

M.A.: of black corded silk lined with white silk;

LL.M.: of black corded silk lined with light-cherry silk;

Mus.M.: of black corded silk lined with dark-cherry satin;

M.Sc.: of black cloth lined with pink silk shot with light blue;

M.Litt.: of black cloth lined with scarlet silk;

M.Res.: of black cloth lined with dark plum red silk;

M.Phil.: of black cloth lined with blue silk;

〈M.Math.: of black cloth lined with slate blue silk;

M.A.St.: of black cloth lined with gold silk;〉21

M.Eng.: of black cloth lined with bronze silk;

M.B.A.: of black cloth lined with dark green silk;

M.Fin.: of black cloth lined with light green silk;

M.Ed.: of black corded silk lined with light blue silk;

M.Sci.: of black corded silk lined with pink silk shot with light blue;

M.St.: of black corded silk lined with yellow silk;

M.B.: the hood and tippet of mid-cherry silk, the hood part-lined with white fur and the tippet edged with white fur;

B.Chir.: the M.B. hood but with no fur edging to the tippet;

B.A.: of black stuff, part-lined with white fur, the tippet edged with white fur; or, until further order, of black stuff, part-lined with white, the tippet edged with white;

LL.B.: the M.B. hood and tippet but of light-cherry silk;

Mus.B.: the M.B. hood and tippet, but of dark-cherry satin;

Vet.M.B.: the M.B. hood but with an edging of white fur, two inches wide (5 cm), to the tippet;

B.Ed.: of black stuff, part-lined with blue silk and an edging of white fur, the tippet edged with white fur;

B.Th.: of black stuff, lined with black silk, the tippet edged with white fur.

The neckband of a hood is of the outer colour, with no edging of the lining material. The corners of tippets are square.

Festal Gowns

D.D.: a gown of scarlet cloth lined with dove-coloured silk, that is silk of a turquoise-blue shot with rose-pink; at the back and on each sleeve a black button (22-line flat silk) and ⅛ black twisted cord; black strings: under this gown a black silk cassock should be worn;

LL.D.: a gown of scarlet cloth lined with light-cherry silk; scarlet buttons and cords and strings;

M.D.: a similar gown lined with mid-cherry silk;

Sc.D.: a similar gown lined with pink silk shot with light blue;

Litt.D.: a similar gown lined with scarlet silk to match the cloth;

Mus.D.: a gown of cream damask, lined with dark-cherry satin, having short wide sleeves; the buttons, cords, and strings to match the satin;

Vet.M.D.: the Ph.D. festal gown;

Ph.D.: the silk M.A. gown but with a facing of scarlet cloth, four inches (10 cm) wide, the full length of the front or the Ph.D. black gown but with a facing of scarlet cloth, four inches (10 cm) wide, the full length of the front;

Eng.D.: the Ph.D. festal gown.

Headdresses

With a festal gown, for a Doctor of Divinity a black velvet cap, for a Doctor in another Faculty a wide-brimmed round velvet bonnet with gold string and tassels: provided that a Doctor, when taking part in ceremonial in the Senate-House, may with the festal gown wear the square cap;

with all other gowns, for residents the square cap: provided that an undergraduate shall wear either the square cap or no headdress.

Dress at Graduation

1. Any person presenting a candidate for a doctorate other than the Vet.M.D., Ph.D., Eng.D., or for the degree of B.D., wears a cope.23

2. All persons presenting for degrees wear dark clothes with their academical dress.

3. A person being admitted to the title of a degree honoris causa wears the gown of the degree without a hood.

4. A person being admitted to a degree by incorporation or to the degree of M.A. under Statute B, III, 6 wears the gown and hood of the degree that he or she is to receive.

5. A graduate of the University being admitted to a degree wears the gown and hood of the highest degree that he or she has received from the University.

6. A possessor of the status of B.A. or M.A. who is not a graduate of the University and who is being admitted to a degree other than the degree of M.A. under Statute B, III, 6 or a degree by incorporation shall wear the gown appropriate to his or her status, and the hood of the degree, or of the higher of the two degrees, that he or she is to receive.

7. An undergraduate being admitted to a degree wears an undergraduate gown, and the hood of the degree, or of the higher of the two degrees, that he or she is to receive.

8. All persons being admitted to degrees wear dark clothes with their academical dress. Men wear white ties and bands.

9. The Proctors shall have power, on request from a person who is to present a graduand for a degree, to grant the presenter or the graduand dispensation from Regulation 2 or 8 concerning dress at graduation as appropriate, and also, if necessary, to grant such a person dispensation from the regulations concerning headdresses; provided that the Proctors shall be satisfied in every case that there are reasonable grounds for granting such dispensation.

ADDRESSES TO THE SOVEREIGN AND FORMAL LETTERS TO OTHER UNIVERSITIES

1. The presentation of an address to the Sovereign shall require approval by the University. The text of such an address shall be approved by the Council.

2. An address to the Sovereign shall be presented by the Chancellor, provided that, if the Chancellor is absent, or if the office of Chancellor is vacant, it shall be presented by the Vice-Chancellor.

3. The Chancellor shall be accompanied in the presentation of an address by the Esquire Bedells and by a deputation consisting of the Vice-Chancellor, the Orator, the Proctors, and the Registrary, together with six other members of the University, to be nominated by the Vice-Chancellor.

4. The presentation of a formal letter to another university or similar institution shall require approval by the University. The text of such a letter shall also be approved by the University.

SERMONS AND COMMEMORATIONS

Commemora-tion of Benefactors.

1. The service for the Commemoration of Benefactors24 shall be held each year on the first Sunday in November, except in any year in which this day is appointed as Remembrance Sunday when the Service shall be held on either the preceding or the following Sunday as determined by the Select Preachers Syndicate.

Preacher.

2. It shall be the duty of the Lady Margaret's Preacher to preach at the service.

Ramsden Sermon.

3. The annual Ramsden Sermon, founded by Mrs Ramsden through J.H.Markland, Esq., is to be delivered on such Sunday of Full Term and by such preacher as the Vice-Chancellor for the time being shall appoint, upon the subject of Church Extension overseas, especially within the Commonwealth of Nations.

Mere's Commemora-tion.

4. The sermon at Mere's Commemoration25 shall be preached on the first Tuesday in Full Easter Term.

Great St Mary's Church.

5. The arrangement of the seats in the University Church at all University services shall be entrusted to the Vice-Chancellor.

CAMBRIDGE UNIVERSITY STUDENTS UNION

Amended by Grace 3 of 25 February 2009

1. There shall be a Cambridge University Students Union, which shall be an association of members of the University in statu pupillari who are pursuing a course of study or research in the University.

Objects of CUSU.

2. The constitution of Cambridge University Students Union shall provide for the objects of the Union to be:

  1. (i)to advance the education of its members;
  2. (ii)to provide, in the interests of the social welfare of its members, facilities for recreation or other leisure-time activity, being facilities:
  3. (a)that will improve their conditions of life by enabling and assisting them to participate in the intellectual, social, and other activities of or connected with the University; or
  4. (b)of which they have need by reason of their being students;
  5. (iii)to promote equal opportunity for access to Cambridge and its affiliated institutions for all applicants, and furthermore to encourage access to the University for applicants from backgrounds under-represented in the University;
  6. (iv)in furtherance of the objects specified above, to act as a channel of communication between its members and Cambridge University and other bodies.
Amendments.

3. No amendment of the constitution of Cambridge University Students Union to give effect to a change in the objects of the Union shall have effect unless Regulation 2 has been amended by the University. No other amendment of the constitution of Cambridge University Students Union shall have effect unless approval has been given by the Council.

Financial assistance.

4. The Council shall have discretion to provide financial assistance to Cambridge University Students Union.

Estimates of income and expenditure.

5. The President of Cambridge University Students Union shall be the principal financial officer of the Union and shall be accountable to the Council for the financial management of the Union (in addition to his or her accountability and responsibility under the provisions of the constitution of the Union). In the Easter Term of each academical year the President shall submit to the Council estimates of the Union's income and expenditure for the Union's next financial year.

Accounts.

6. Before the division of the Easter Term in each academical year the President of Cambridge University Students Union shall provide the Council with the audited accounts of the Union for the Union's previous financial year.

Offices.

7. The offices of President shall be defined, and not more than four other officers of Cambridge University Students Union designated for the purpose by the Council may be defined, as major offices for the purposes of Section 22(2)(d) of the Education Act 1994; the office of Women's Officer shall not be so defined. The Council shall have discretion to give leave to degrade, where necessary, for the President, all or any of the four designated officers, and the Women's Officer, of Cambridge University Students Union, on the application of a Tutor of the respective College.

Relations with Council.

8. The Council shall have discretion to maintain a working relationship with Cambridge University Students Union in the manner described in their Notice dated 26 November 1979.26

9. Cambridge University Students Union shall be recognized by the Council as an organization representing junior members of the University, in University as distinct from College matters, subject to the conditions set out in these regulations.

Resignation.

10. Any member of the Union who wishes to resign membership in a particular academical year shall be entitled to do so by giving notice in writing, on a prescribed form, to the Registrary by the division of the first term in which he or she is in residence in that year. The Registrary shall inform the President of the resignation, and the President shall forthwith delete the name of the person from any electoral roll or register of the Union, with immediate effect. Such resignation shall be effective for the remainder of the academical year, and such person shall not be regarded as represented by the Union under the provisions of these regulations. A person who has exercised this right, and who holds an office of the Union, or membership of any committee or other body in the Union, shall thereby vacate it.

Complaints.

11. If a complaint by a member of the Union, or a person who would be entitled to be a member if he or she had not exercised the right of resignation under Regulation 10, cannot be satisfactorily resolved by the officers of the Union, the complainant may refer the complaint to the Junior Proctor, who shall seek the opinion of the appropriate officer or officers of the Union, shall investigate the matter, and shall report on it in writing in such terms as he or she considers appropriate, indicating his or her finding as to whether or not the complaint is upheld, giving such reasons as he or she thinks fit, and stating provisionally what remedy, if any, he or she proposes. Notice of such findings and of any provisional remedy shall be sent by the Junior Proctor to the President or other appropriate officer of the Union, to the complainant, and to the Registrary. The Junior Proctor shall consider any representations made by these persons and shall then confirm, modify, or withdraw his or her findings and provisional remedy. Any remedy so confirmed, whether or not after modification, shall be executed without delay. The final decision of the Junior Proctor shall be notified to the Vice-Chancellor and those to whom the provisional decision was notified. Any functions of the Junior Proctor under this regulation may be delegated by that officer to another Proctor or Pro-Proctor.

Elections.

12. The President of the Union shall submit to the Council each year by the division of the Michaelmas Term an electoral scheme for the conduct of elections in the Union in the remainder of the academical year. The scheme shall provide for the appointment, subject to confirmation by the Council, of returning officers, and for the Council to receive from the returning officers a report on the conduct of each election.

GRADUATE UNION

Amended by Grace 3 of 25 February 2009

1. There shall be a Graduate Union, which shall be an association of members of the University in statu pupillari who are pursuing in the University a course of graduate study or research, as defined by the constitution of the Union.

Objects of Graduate Union.

2. The constitution of the Graduate Union shall provide for the objects of the Union to be:

  1. (i)to advance the education of its members by the provision of facilities and services or by other means;
  2. (ii)to provide in the interest of the social welfare of members facilities for recreation or other leisure-time activities, being facilities
  3. (1)which will improve their conditions of life by enabling or assisting them to participate in the intellectual, social, and other activities of, or connected with, the University;
  4. (2)of which they have need by reason of their being University members;
  5. (iii)in furtherance of the objects specified above
  6. (1)to promote and further communication between the membership of the Union and the University and other bodies, and to represent members in their relations with the University and its officers;
  7. (2)to co-ordinate and promote contact between Middle Combination Rooms or equivalent bodies.
Amendments.

3. No amendment of the constitution of the Graduate Union to give effect to a change in the objects of the Union shall have effect unless Regulation 2 has been amended by the University. No other amendment of the constitution of the Union shall have effect unless approval has been given by the Council.

Financial assistance.

4. The Council shall have discretion to provide financial assistance to the Graduate Union.

Estimates of income and expenditure.

5. The President of the Graduate Union shall be the principal financial officer of the Union and shall be accountable to the Council for the financial management of the Union (in addition to his or her accountability and responsibility under the provisions of the constitution of the Union). In the Easter Term of each academical year the President shall submit to the Council estimates of the Union's income and expenditure for the Union's next financial year.

Accounts.

6. Before the division of the Easter Term in each academical year the President of the Graduate Union shall provide the Council with the audited accounts of the Union for the Union's previous financial year.

President.

7. The office of President of the Graduate Union shall be defined as a major office for the purposes of Section 22(2)(d) of the Education Act 1994.

Relations with Council.

8. The Council shall have discretion to maintain a working relationship with the Graduate Union in the manner described in their Notice dated 26 November 1979.27

9. The Graduate Union shall be recognized by the Council as an organization representing junior members of the University who are graduate students, in University as distinct from College matters, subject to the conditions set out in these regulations.

Resignation.

10. Any member of the Union who wishes to resign membership in a particular academical year shall be entitled to do so by giving notice in writing, on a prescribed form, to the Registrary by the division of the first term in which he or she is in residence in that year. The Registrary shall inform the President of the resignation, and the President shall forthwith delete the name of the person from any electoral roll or register of the Union, with immediate effect. Such resignation shall be effective for the remainder of the academical year, and such person shall not be regarded as represented by the Union under the provisions of these regulations. A person who has exercised this right, and who holds an office of the Union, or membership of any committee or other body in the Union, shall thereby vacate it.

Complaints.

11. If a complaint by a member of the Union, or a person who would be entitled to be a member if he or she had not exercised the right of resignation under Regulation 10, cannot be satisfactorily resolved by the officers of the Union, the complainant may refer the complaint to the Junior Proctor, who shall seek the opinion of the appropriate officer or officers of the Union, shall investigate the matter, and shall report on it in writing in such terms as he or she considers appropriate, indicating his or her finding as to whether or not the complaint is upheld, giving such reasons as he or she thinks fit, and stating provisionally what remedy, if any, he or she proposes. Notice of such findings and of any provisional remedy shall be sent by the Junior Proctor to the President or other appropriate officer of the Union, to the complainant, and to the Registrary. The Junior Proctor shall consider any representations made by these persons and shall then confirm, modify, or withdraw his or her findings and provisional remedy. Any remedy so confirmed, whether or not after modification, shall be executed without delay. The final decision of the Junior Proctor shall be notified to the Vice-Chancellor and those to whom the provisional decision was notified. Any functions of the Junior Proctor under this regulation may be delegated by that officer to another Proctor or Pro-Proctor.

Elections.

12. The President of the Union shall submit to the Council each year by the division of the Michaelmas Term an electoral scheme for the conduct of elections in the Union in the remainder of the academical year. The scheme shall provide for the appointment, subject to confirmation by the Council, of returning officers, and for the Council to receive from the returning officers a report on the conduct of each election.

Code of practice in respect of student unions issued under section 22 of the Education Act 1994

1. Section 22 of the Education Act 1994 places a number of responsibilities on governing bodies of universities (as defined by section 21, sub-section 5). Sub-section 3 of that section provides that every governing body shall prepare and issue, and where necessary revise, a code of practice as to the manner in which the requirements of sub-sections 1 and 2 are to be carried into effect in relation to any students’ union for students of the establishment, setting out in relation to each of the requirements details of the arrangements made to secure its observance. The present code of practice is issued by the Council in respect of Cambridge University Students Union (CUSU) and Cambridge University Graduate Union.

General duty of governing bodies

2. Sub-section 1 requires the governing body to take ‘such steps as are reasonably practicable to secure that any students’ union for students of the establishment operates in a fair and democratic manner and is accountable for its finances’. This requirement is fulfilled through compliance with the requirements of the Ordinances for each union, with the provisions of the present code of practice, and with the constitutions of the two unions.

Particular requirements of the Act

3. Sub-section 2 requires governing bodies to take ‘such steps as are reasonably practicable to secure that the following requirements are observed by or in relation to any students’ union for students of the establishment’. These detailed requirements are dealt with below.

(a) Written constitution: Unions should have a written constitution.

Both CUSU and the Graduate Union have written constitutions.

(b) Constitutions to be approved by the governing body and to be reviewed by it. The provisions of unions’ constitutions are to be subject to the approval of the governing body of the university and to review by it at intervals of not more than five years.

The constitutions of CUSU and the Graduate Union have been reviewed on their recognition by the University; the regulations for each union require amendments of the objects clause to be approved by Grace, and require the Council to approve other amendments to the constitutions. The constitutions of the two unions are reviewed in the Easter Term each year by the Council, acting through their Student Matters Committee.

(c) Opting out. A student should have the right not to be a member of a union or in the case of a representative body which is not an association to signify that he or she does not wish to be represented by it and students who exercise that right should not be unfairly disadvantaged with regard to the provision of services or otherwise by reason of their having done so.

The regulations for each union include provision for resignation; a form for this purpose may be obtained from the University Offices, The Old Schools, or from the officers of either union. The Council have been informed that the unions would nevertheless wish to continue to make their services available to students who choose not formally to be members and the Council have made it a condition of University funding of the two unions that this should be so. Payments should normally continue to be made by College student unions to CUSU or the Graduate Union as the case may be in relation to any student who has opted out of membership.

(d) Election to major union offices. The Act provides that appointment to major union offices should be by election in a secret ballot in which all members are entitled to vote.

The regulations for each union indicate which sabbatical offices are to be regarded as major union offices. Election to these offices is by secret ballot.

(e) Union elections. Governing bodies are required to satisfy themselves that union elections are fairly and properly conducted.

The regulations for the two unions require them to submit to the Council electoral schemes for the conduct of elections. There is provision for the Council to be informed of the appointment of returning officers, to confirm their appointment, and to receive from the returning officers a report on the conduct of elections. The Student Matters Committee deal with this business on behalf of the Council.

(f) Sabbatical or paid elected offices. A person is not to hold sabbatical union office, or paid elected union office, for more than two years in total at the establishment.

A provision to this effect is included in the constitution of each union.

(g) Financial management. The financial affairs of unions are to be properly conducted and appropriate arrangements are to exist for the approval of unions’ budgets, and the monitoring of expenditure by the governing body.

The regulations require the estimates and accounts of the two unions to be submitted to the Council. The regulations also provide for the President to be financially responsible and to be accountable to the Council for the financial management of each union. Under the HEFCE Audit Code of Practice, the two unions are within the scope of the University's internal audit service and of the Audit Committee of the Council. It is a condition of University grant to both unions that interim half-yearly reports on expenditure should be made to the Council, and the Council will invite the Student Matters Committee, and if necessary the Finance Committee, to consider these reports, and the accounts and estimates of the two unions.

(h) Financial reports. Financial reports of unions are to be published annually or more frequently, and are to be made available to the governing body and to all students; each report is in particular to contain a list of external organizations to which the union has made donations in the period to which the report relates and details of these donations.

Compliance with these requirements is a condition of grant from the University. The unions will circulate their accounts annually to JCR and MCR presidents and equivalent, who will make them available for reference in Colleges by junior members. The accounts will also be available for reference by junior members in the University Offices, The Old Schools, and, in respect of each union, at its own offices.

(i) Groups or clubs. The procedure for student unions to allocate resources to groups or clubs is to be fair and is to be set down in writing and freely accessible to all students.

In Cambridge the principal allocations to University clubs and societies are made not by the unions, but by two University bodies, the Societies Syndicate and the Sports Syndicate. To the limited extent that the two unions make allocations to groups, clubs, or societies, they are required to operate fairly and to approve a written procedure, to be approved by the Council through their Student Matters Committee.

(j) Affiliation to external organizations. If a union decides to affiliate to an external organization it must publish notice of its decision stating the name of the organization and details of any subscription or similar fee paid or proposed to be paid and of any donation made or proposed to be made to the organization, and such notice is to be made available to the governing body and to all students.

The constitutions of the two unions make provision for these procedures. Notice to the governing body is to be given to the Student Matters Committee on the Council's behalf, and notice to students is by circulation of notices for display in Colleges.

(k) Report on affiliation. When a union is affiliated to any external organization a report is to be published annually or more frequently containing a list of external organizations to which the union is currently affiliated and details of subscriptions or similar fees paid or donations made to such organizations in the past year or since the last report, and such reports are to be made available to the governing body and to all students.

The constitutions of the two unions contain provision for these procedures.

(l) Review of affiliations. There are to be procedures for the review of affiliations to external organizations under which the current list of affiliations is submitted for approval by members annually or more frequently, and at such intervals of not more than a year as the governing body may determine and under which a requisition may be made by such proportion of members, not exceeding five per cent., as the governing body may determine, that the question of continued affiliation to any particular organization be decided upon by a secret ballot in which all members are entitled to vote.

Appropriate constitutional provision has been made in the constitutions of both unions. The Council have determined that the proportion of members seeking a requisition for a secret ballot shall be two per cent, and that such a requisition may be made once a year, in the Lent Term.

(m) Complaints procedures for students. There is to be a complaints procedure to be available to all students or groups of students who are dissatisfied in their dealings with a union or who claim to have been unfairly disadvantaged by reason of their having exercised the opt-out right referred to in paragraph (c) above, and this complaints procedure is to include provision for an independent person appointed by the governing body to investigate and report on complaints.

The regulations for each union include provision for a complaints procedure, the Junior Proctor being the independent person to investigate complaints. If the Junior Proctor believes that he or she cannot properly act independently in a particular case he or she will delegate the matter to another Proctor or Pro-Proctor, as provided for in the University regulations.

(n) Remedies. Complaints are to be dealt with promptly and fairly and where a complaint is upheld there should be an effective remedy.

University regulations for the unions require any remedy confirmed after an investigation under 3(m) to be executed by the union without delay. The union is required to notify the Secretary of the Student Matters Committee confirming that the remedy has been implemented. Compliance with these remedies is a condition of University grant to the unions. If a remedy is not implemented, the matter will be referred to the Student Matters Committee so that abatement or termination of University grant, or other measures, can be considered.

Sub-section 4

5. Governing bodies are to bring to the attention of all students at least once a year the code of practice; any restrictions imposed on the activities of student unions by the law relating to charities; and where applicable, the provisions of section 45 of the Education (No. 2) Act 1986 about freedom of speech in universities and colleges, and of any code of practice issued under it relevant to the activities or conduct of unions.

These matters are brought to the attention of students by the publication annually of Proctorial notices; by the publication of the present code of practice in Statutes and Ordinances; and by the publication of the code of practice and an account of the restrictions on the activities of unions and the charity law in the booklet entitled The Student's Handbook, which is issued annually. This booklet also includes the provisions of Section 43 of the 1986 Act and the University's code of practice under that section.

Sub-section 5

6. Governing bodies are to bring to the attention of all students at least once a year and to include in any information generally made available to persons considering whether to become students of the establishment information about the right of opt-out from union membership (paragraph (c) above) and about arrangements made for services for students who have opted out.

This information is given by Proctorial notice and by information for applicants included in prospectuses.

DISCIPLINE

General

Amended by Grace 3 of 19 November 2008

Whereas it is the duty of the University to maintain good order and discipline within the University:

1. No member of the University shall intentionally or recklessly disrupt or impede or attempt to disrupt or impede the activities and functions of the University, or any part thereof, or of any College.

2. No member of the University shall intentionally or recklessly impede freedom of speech or lawful assembly within the Precincts of the University. No member of the University shall intentionally or recklessly fail to give any notice which is required to be given to a University officer or a University authority under the terms of a code of practice issued under the provisions of section 43 of the Education (No. 2) Act 1986.

3. No member of the University shall intentionally occupy or use any property of the University or of any College except as may be expressly or by implication authorized by the University or College authorities concerned.

4. No member of the University shall intentionally or recklessly damage or deface or knowingly misappropriate any property of the University or of any College.

5. No member of the University shall intentionally or recklessly endanger the safety, health, or property of any member, officer, or employee of the University within the Precincts of the University.

6. No candidate shall make use of unfair means in any University examination. Unfair means shall include plagiarism28 and, unless such possession is specifically authorized, the possession of any book, paper or other material relevant to the examination. No member of the University shall assist a candidate to make use of such unfair means.

7. No member of the University shall forge or falsify or knowingly make improper use of any degree certificate or other document attesting to academic achievement, or knowingly make false statements concerning standing or concerning results in examinations.

8. All members of the University shall comply with any instruction given by a University officer, or by any other person authorized to act on behalf of the University, in the proper discharge of his or her duties.

9. All members of the University shall state their names and the Colleges to which they belong when asked by a Proctor or Pro-Proctor, or by any other person in authority in the University or in any of the Colleges in the University.

10. Regulations 1–9 above, the regulations for the initiation of proceedings under these regulations, the regulations for motor vehicles, and the regulations for bicycles and boats, shall apply to persons in statu pupillari who have not matriculated as if such persons were members of the University.

Notice by the General Board

(Reporter, 2008–09, p. 168)

Statement on plagiarism

The General Board, with the agreement of the Board of Examinations and the Board of Graduate Studies, has issued this guidance for the information of candidates, examiners, and supervisors. It may be supplemented by course-specific guidance from Faculties and Departments.

Plagiarism is defined as submitting as one’s own work that which derives in part or in its entirety from the work of others without due acknowledgement. It is both poor scholarship and a breach of academic integrity.

Examples of plagiarism include copying (using another person’s language and/or ideas as if they are a candidate’s own), by:

quoting verbatim another person’s work without due acknowledgement of the source;

paraphrasing another person’s work by changing some of the words, or the order of the words, without due acknowledgement of the source;

using ideas taken from someone else without reference to the originator;

cutting and pasting from the Internet to make a ‘pastiche’ of online sources;

submitting someone else’s work as part of a candidate’s own without identifying clearly who did the work. For example, buying or commissioning work via professional agencies such as ‘essay banks’ or ‘paper mills’, or not attributing research contributed by others to a joint project.

Plagiarism might also arise from colluding with another person, including another candidate, other than as permitted for joint project work (i.e. where collaboration is concealed or has been forbidden). A student who has received substantial help from her or his supervisor, or from some other person, with the language and style of a piece of written work should include a general acknowledgement of that fact.

Plagiarism can occur in respect to all types of sources and media:

text, illustrations, musical quotations, mathematical derivations, computer code, etc.;

material downloaded from websites or drawn from manuscripts or other media;

published and unpublished material, including lecture handouts and other students’ work.

Acceptable means of acknowledging the work of others (by referencing, in footnotes, or otherwise) vary according to the subject-matter and mode of assessment. Faculties or Departments should issue written guidance on the relevant scholarly conventions for submitted work, and also make it clear to candidates what level of acknowledgement might be expected in written examinations. Candidates are required to familiarize themselves with this guidance, to follow it in all work submitted for assessment, and may be required to sign a declaration to that effect. If a candidate has any outstanding queries, clarification should be sought from her or his Director of Studies or Course Director.

Failure to conform to the expected standards of scholarship (e.g. by not referencing sources) in examinations may affect the mark given to the candidate’s work. In addition, suspected cases of the use of unfair means, which might include plagiarism, will be investigated and may be brought to one of the University’s Courts. The Courts have wide powers to discipline those found guilty of using unfair means in an examination, including depriving such persons of membership of the University.

The University’s plagiarism and good academic practice website (http://www.cam.ac.uk/plagiarism/) provides more information and guidance.

Fines

Amended by Grace 2 of 19 November 2008

The Board of Examinations, the Information Strategy and Services Syndicate and the Library Syndicate shall have power to impose a fine not exceeding £175 on any person who infringes the regulations for those bodies or the rules made by them under those regulations.

Motor Vehicles

1. A member of the University in statu pupillari shall not keep, use, or cause to be kept for his or her use any motor vehicle other than a moped within ten miles of Great St Mary's Church while in residence in term or in the Long Vacation period of residence, unless he or she shall have obtained, on his or her Tutor's written recommendation, a licence for that vehicle signed by the Special Pro-Proctor for motor vehicles. The Special Pro-Proctor may issue such a licence to any member of the University in statu pupillari who is a graduate of a university, or who has the status of Bachelor of Arts, or who has kept (or been allowed) nine terms by residence, or to whom the Proctors decide that its issue is warranted by exceptional individual circumstances.

2. A member of the University in statu pupillari who is not qualified to hold a licence under Regulation 1 may, on the written recommendation of his or her Tutor, be granted a licence to keep a motor vehicle to be used for the purposes of a University Department or of a University or College club or society, or for any other purpose approved by the Special Pro-Proctor, provided that the application be supported in writing, in the case of a University Department by the Head of the Department, and in the case of a University or College club or society, by the committee of the club or society.

3. A licence shall normally be valid until the end of the academical year in which it is issued but it may be suspended or revoked at any time by the Special Pro-Proctor, subject to an appeal to the Summary Court.

4. An application for a licence must be made within seven days of the vehicle being brought within a ten-mile radius of Great St Mary's Church, or, if it is already within that radius, within seven days of its coming into the possession of the applicant, or within the first seven days of Full Michaelmas Term if the application is for a renewal.

5. A licence shall at all times be prominently displayed on the vehicle for which it is issued.

6. The issue of a licence may be conditional upon the person to whom it is issued being covered by insurance on behalf of passengers, and upon restrictions on the garaging and parking of a vehicle for which it is issued.

7. These regulations for motor vehicles shall not apply to

  1. (a)the use of motor vehicles licensed by the Cambridgeshire Police Authority, or in charge of or driven by tradesmen or their employees,
  2. (b)the hiring of motor vehicles, or the receiving of driving instruction, from firms appearing on lists maintained by the Special Pro-Proctor.

8. The Special Pro-Proctor shall have power to impose a fine not exceeding £175 for an offence against any of these regulations or for a breach of any condition made by the Special Pro-Proctor under Regulation 6.

Bicycles and Boats

1. A member of the University in statu pupillari shall not keep, or cause to be kept for his or her use, a bicycle within the Precincts of the University, unless it bears a distinguishing mark in accordance with instructions to be issued from time to time by the Proctors.

2. A member of the University in statu pupillari shall not keep, or cause to be kept for his or her use, a boat to be used within the Precincts of the University, unless it is registered annually with the Conservators of the River Cam and bears a distinguishing mark in accordance with instructions to be issued from time to time by the Proctors.

Clubs and Societies

1. Any club or society consisting wholly or partly of members of the University in statu pupillari may apply to the Junior Proctor for registration as a University society. A club or society applying for registration shall submit to the Junior Proctor a statement of its current financial position and a copy of its constitution. The Junior Proctor may refer such an application to the Societies Syndicate. If the Junior Proctor refuses to register a club or society the club or society may appeal to the Societies Syndicate, who may if they think fit register the club or society.

2. All registered clubs or societies shall deposit any changes in their constitution with the Junior Proctor, and shall notify him or her of any change of officers.

3. Every registered club or society shall deposit by 31 December each year with the Junior Proctor a copy of its accounts for the previous academical year audited either professionally or by a resident member of the Senate or by a person approved for this purpose by the Junior Proctor.

4. A club or society whose constitution requires it to have a Senior Treasurer shall not amend its constitution so as to remove this requirement without obtaining the prior approval of the Junior Proctor and submitting to the Junior Proctor a statement of its current financial position.

5. Any club or society sanctioned by the Proctors before these regulations take effect shall be deemed to have been registered in accordance with these regulations.

6. Any registration granted or deemed to have been granted under these regulations may be withdrawn at the discretion of the Junior Proctor, subject to a right of appeal by the club or society to the Societies Syndicate.

7. No club or society consisting wholly or partly of members of the University in statu pupillari, whether registered under the provisions of these regulations or not, shall, while occupying University premises, engage in trade without the permission of the Finance Committee of the Council. The Finance Committee may make such permission conditional on the submission to them of annual audited accounts or subject to such other conditions (including the condition that the club or society shall be registered as a limited liability company) as the Finance Committee may deem desirable in the interests of the University or of its members. For the purpose of this regulation

  1. (a)the term ‘trade’ shall include the buying or selling of goods or services, whether for profit or otherwise, but shall not include the sale of tickets for admission to a public performance given by a club or society, or the sale of any paper, magazine, or journal published by a club or society or of advertising space in such a publication;
  2. (b)the term ‘occupying’ shall not include the occasional hiring of University premises.

Meetings and Public Gatherings on University Premises

Code of practice issued under section 43 of the Education (No 2) Act 198629

1. Section 43 of the Education (No 2) Act 1986, referring to freedom of speech in universities, polytechnics, and colleges, requires the Council to issue and keep up to date a code of practice to be followed by members, students, and employees of the University for the organization of meetings, etc., which are to be held on University premises, and for the conduct required of members, students, and employees of the University in connection with meetings, etc. This code of practice therefore applies to all members, students, and employees of the University, in respect of all University premises, which for the purposes of this code includes the Union Society. Outdoor, as well as indoor, meetings, etc., on University premises are included.

2. Members of the University are reminded that alleged offences under the general regulations for discipline may be brought by the University Advocate before the University Tribunal, the Court of Discipline, or the Summary Court, as appropriate.

Organization of meetings, etc., on University premises

3. Authority is required for meetings and public gatherings to be held on University premises, whether indoors or out of doors. In the case of accommodation assigned to a single Faculty or Department, the permission of the relevant Faculty or Departmental authorities is required. In the case of accommodation not so assigned, permission must be obtained from the central University authorities and, if a room is to be reserved, a booking must be made through the relevant office. The organizers of meetings, etc., must comply with any conditions set by the University authorities concerned for the organization of the meeting or other activity and the arrangements to be made. Such conditions may include the requirement that tickets should be issued for public meetings, that an adequate number of stewards should be available, that the police should be consulted about the arrangements, and that the time and place of the meeting should be changed. The cost of meeting the requirements, and the responsibility for fulfilling them, rests with the organizers.

4. In addition to seeking the permission referred to in paragraph 3, the organizers of all meetings, etc., to be held on University premises which are to be addressed or attended by persons who are not resident members of the University (except for academic meetings organized by the authorities of a Faculty or Department, or for any meetings or classes of meetings approved for the purpose by the Senior Proctor as being commonly or customarily held on University premises) are required to give notice to the Senior Proctor. This notice may be given on the form used to book University premises, a copy of which will be sent by the University authority concerned to the Senior Proctor. The organizers may also, if they wish, communicate directly with the Proctors to give further details. Information is required at least five clear days in advance (although the Senior Proctor may, at his or her discretion, agree to receive information closer to the time of the meeting than this). The information needed is the date and time of the meeting, the place, the names, addresses, and Colleges (if any) of the organizers, the name of the organization making the arrangements, and the name of any expected speaker, whether or not a member of the University.

5. The organizers of any meeting must comply with instructions given by a Proctor, by any other University officer, or by any other person authorized to act on behalf of the University, in the proper discharge of his or her duties. The attention of members of the University is drawn to Regulations 8 and 9 of the general regulations for discipline.

Colleges

6. The provisions of section 43 of the Education (No 2) Act 1986 apply also to the Colleges in respect of their own members, students, and employees, and in respect of visiting speakers. Each College is requested by the University to name a senior member who will be responsible for enforcing the provisions of the Act in that College and will co-operate as necessary with the Proctors. Members of the University are reminded that University disciplinary regulations apply on College premises as elsewhere in the Precincts of the University. A College may invite the Proctors to enter its premises.

Other legal requirements

7. The attention of organizers of public meetings and assemblies is drawn to sections 11 and 14 of the Public Order Act 1986, concerning processions and assemblies. Other legal requirements may affect the conduct of meetings, etc. A speaker, for example, who incites an audience to violence or to a breach of the peace or to racial hatred transgresses the bounds of lawful speech. Equally, assemblies of persons, even if directed to lawful purposes, cease to be lawful if they cause serious public disorder or breaches of the peace. Attention is also drawn to the provisions of the Licensing Acts, which apply to certain University premises, including the University Centre. These Acts require the licensee to maintain good order on licensed premises, and give the licensee the power to expel persons from the premises if he or she considers it necessary.

Application of the code

8. Any person who is in any doubt about the application of this code of practice to any meeting or public gathering in the University is under an obligation to consult the Senior Proctor, who will determine whether the provisions of the code apply.

UNIVERSITY COURTS

Initiation of proceedings before the University Tribunal, the Court of Discipline, or the Summary Court

1. Any proceedings against a person to whom Statute U applies shall be subject to the provisions of Statute U, III. Proceedings against any other member of the University shall be subject to the provisions of Statute B, VI, 28.

2. (a) If the Vice-Chancellor has directed under Statute U, III, 9 that a charge is to be preferred against a person to whom Statute U applies, the case shall be presented by the University Advocate.

(b) If in response to a complaint made under Statute B, VI, 28 the University Advocate determines that proceedings shall be brought against a member of the University before the University Tribunal or the Court of Discipline or the Summary Court, the case shall be presented either by the Advocate or by the complainant, as may be decided by the Advocate; provided that, if a charge arises from a complaint made by the Proctors, the Advocate shall be responsible for presenting the case on behalf of the University.

3. The Advocate shall give written notice to the Registrary and to the complainant of the decisions taken in accordance with Statute B, VI, 28 and Regulation 2(b) above; if the Advocate decides that a person is to be charged, written notice shall be given to the Clerk of the appropriate court.

4. If a member of the University commits an act or engages in conduct for which he or she is liable to be prosecuted in a court of law and which is also an offence under the general regulations for Discipline, such member shall not be charged with an offence unless the Advocate is satisfied either that any proceedings against the member in a court of law in respect of that act or conduct have been completed and that he or she has been convicted of an offence or that the member is unlikely to be prosecuted in a court of law in respect of that act or conduct.

5. If a member of the University in statu pupillari is charged with an offence under the general regulations for discipline in respect of an act or conduct for which he or she has been convicted of an offence in a court of law, such member may on proof of such conviction be sentenced to deprivation or suspension of membership of the University, or may be rusticated, or deprived of any particular privileges or facilities in the University, provided that such action is in the opinion of the Court of Discipline necessary for the protection of the interests of the University; but he or she shall not be liable to any other sentence.

6. If a member of the University in statu pupillari commits an act which is an offence under the general regulations for discipline and also an offence against the discipline of his or her College, such member shall be charged before a University court only if the Advocate is satisfied either

  1. (a)that such member will not be subject to disciplinary proceedings in respect of that act by his or her College, or
  2. (b)that the general interest of the University in the maintenance of good order and discipline in the University is not likely otherwise to be sufficiently protected.

7. In these regulations all references to conviction in a court of law shall mean that the court has found that the offence charged has been proved and that the person so charged has not been acquitted either upon trial or upon appeal.

UNIVERSITY TRIBUNAL

Appointment of members of the University Tribunal

Panels.

1. The Council shall maintain a panel, hereinafter referred to as panel (a), of persons who are eligible under Statute U, III, 5 to serve as Chairman of the University Tribunal and who are willing to do so, and shall appoint in the Michaelmas Term each year such number of persons as the Council may think fit, to serve as members of the panel for one year from 1 January following their appointment. No member of the Council or of the Septemviri shall be a member of panel (a).

2. The Council shall maintain a panel, hereinafter referred to as panel (b), of members of the Regent House who are willing to serve as members of the University Tribunal, and shall appoint ten persons to the panel in the Michaelmas Term each year, to serve for one year from 1 January following their appointment. No member of the Council or of the Septemviri shall be a member of panel (b).

Chairman.

3. Not later than 31 December in each year the Vice-Chancellor shall appoint a member of panel (a) to serve as Chairman of the University Tribunal for one year from 1 January next following; in making the appointment the Vice-Chancellor shall, if possible, select a person who is not a member of the Regent House. If the person appointed is unable or unwilling to act as Chairman for a particular case, the Vice-Chancellor shall appoint another member of panel (a) to act as Chairman for that case.

4. When a member of the University is to be charged before the University Tribunal, the Chairman of the Tribunal shall appoint a date, time, and place for a hearing. The Chairman shall have power, if the circumstances require it, to cancel a hearing so arranged at any time before the commencement of the hearing, and to appoint a different date, time, and place.

Appointment of Tribunal.

5. When a hearing has been arranged, the Clerk of the Tribunal shall forthwith send written notice to all members of panel (b), informing them of the date, time, and place appointed, and requiring them to indicate, not later than 5 p.m. on the fourth day after the day on which the notice is despatched, whether they are able and willing to serve. The Chairman shall then appoint the other members of the Tribunal by causing lots to be drawn from among those members of panel (b) who have informed the Clerk of the Tribunal that they are able and willing to serve; and the Clerk shall thereupon inform the persons appointed of the charge or charges to be heard and the name of the person charged. The Chairman shall in like manner appoint three reserve members of the Tribunal from panel (b) who shall be required to attend the Tribunal at the commencement of the proceedings so that lots may be drawn from among them if it becomes necessary to replace any member or members of the Tribunal who have failed to attend or who have otherwise become unable or unwilling to serve or against whose membership the Chairman has under Regulation 6 allowed an objection. No member of the Tribunal shall be replaced after the commencement of the hearing.

6. A person charged before the Tribunal shall be entitled to object for good cause to any member appointed to serve on the Tribunal for those proceedings. The Chairman alone shall rule on any such objection and his or her decision shall be final.

7. If at the commencement of the proceedings the Chairman is unable, using the procedure prescribed in Regulation 5, to appoint the appropriate number of members of the Tribunal from panel (b), he or she shall appoint such number of members from the panel as may be needed to fill the vacant place or places.

8. If on any occasion there are insufficient members of panel (b) who are able and willing to serve as members of the Tribunal, the Vice-Chancellor shall appoint the appropriate number of members of the Regent House to fill the vacant places.

9. If after the commencement of proceedings the Chairman becomes unable or unwilling to act, the Vice-Chancellor shall discharge the Tribunal and a new Tribunal shall be appointed in accordance with the provisions of Regulations 3–8. If after the commencement of proceedings any other member of the Tribunal becomes unable or unwilling to act, the remaining members shall continue to act, so long as there remain two members in addition to the Chairman who are able and willing to act, but not otherwise. If more than two members become unable or unwilling to act, the Vice-Chancellor shall discharge the Tribunal and a new Tribunal shall be appointed in accordance with the provisions of Regulations 3–8.

Rules of Procedure

Notice.

1. When a member of the University is to be charged before the University Tribunal, the University Advocate, or other person responsible for presenting the case, shall send written notice to the Clerk of the Tribunal of the charge or charges to be brought before the Tribunal and the particulars thereof, and shall send with the notice any documents which it is proposed to produce and a list of all witnesses whom it is proposed to call, together with statements of the evidence that they are expected to give.

Parties.

2. The parties to a hearing by the Tribunal shall be:

  1. (a)the person charged;
  2. (b)the University Advocate or other person responsible for presenting the case;
  3. (c)any person who may be added as a party by the Tribunal, either on application or of their own motion.

3. The person charged and any person added as a party by the Tribunal shall be entitled to be represented by another person, whether such person is legally qualified or not, in connection with or at any hearing by the Tribunal.

Summons.

4. The Clerk of the Tribunal shall not less than fourteen days (or such shorter period as may be agreed by the Clerk with the parties) before the date appointed for the hearing send to each party (a) a notice of the hearing, which shall contain information and guidance concerning attendance at the hearing, the calling of witnesses and the bringing of documents, representation by another person, and written submissions, and (b) a copy of the charge or charges, together with the other information specified in Regulation 1.

5. It shall be the duty of the person presenting the case to make any necessary arrangements for the summoning of witnesses and the production of documents, and generally for the proper presentation of the case to the Tribunal.

6. No additional witness or documentary evidence may be introduced by the person presenting the case, beyond those of which notice has been given under Regulation 1, without the consent of the Tribunal, and such consent shall not be given save for good reason; if such late introduction is permitted, the person charged shall be allowed an adjournment sufficient to enable him or her to consider the additional evidence and respond to it, and to introduce further evidence as appropriate.

7. A charge shall not be determined without an oral hearing at which the person charged and any other parties to the hearing are entitled to be present together with their representatives, if any.

Admission to hearing.

8. The Tribunal may sit either in public or in camera at the discretion of the Chairman, provided that if the person charged so requests they shall normally sit in camera. The Tribunal shall have power, if they think it appropriate in the circumstances, to hear charges against two or more persons at the same hearing.

9. The Tribunal shall have power to proceed with a hearing in the absence of any of the persons entitled to be present and, notwithstanding the provisions of Regulation 7, the Chairman shall have power to exclude any person from a hearing if in the opinion of the Chairman such exclusion is necessary for the maintenance of order.

10. (a) The fact that any person has been, or is liable to be, prosecuted in a court of law in respect of an act or conduct which is the subject of proceedings before the University Tribunal shall not affect the jurisdiction or the powers of the Tribunal under Statute U, III; but the Tribunal shall consider the advisability of referring the matter to the police and, if they so refer the matter, shall adjourn their proceedings for such time as is reasonable in the circumstances to enable a prosecution to be undertaken.

(b) Evidence that a person has been convicted of an offence by or before any court of law, or that any court of law has found proved an offence with which a person was charged, shall, for the purpose of proving that the person committed the offence or was guilty of any act or conduct in respect of which he or she was so charged or convicted, be admissible in any proceedings before the University Tribunal.

Conduct of hearing.

11. Each party to a hearing before the Tribunal, or his or her representative, shall be entitled to make an opening statement, to give evidence, to call witnesses, to question any witness concerning any relevant evidence, and to address the Tribunal after the evidence has been heard.

12. Subject to the provisions of Statute U and of these Ordinances, the Tribunal shall have power to regulate their own procedure. The Chairman may set time-limits for each stage of the proceedings, and any meeting of the Tribunal may be postponed or adjourned at the discretion of the Chairman. It shall be the duty of the Tribunal and of the Chairman to ensure that a charge is heard and determined as expeditiously as is reasonably practicable.

13. The Tribunal shall have power to dismiss a charge for want of prosecution, or, in the case of a charge brought under Statute U, III, to remit the charge to the Vice-Chancellor for further consideration.

14. The Tribunal shall not find a charge proved unless they are satisfied that it has been proved beyond reasonable doubt.

Penalty.

15. If the Tribunal find a charge proved, they shall, after giving the parties an opportunity to address them concerning the penalty to be imposed, determine the appropriate penalty (if any) in accordance with the provisions of Statute B, VI, 4 or, in the case of a person charged under Statute U, in accordance with the provisions of Statute U, III, 13; and the Tribunal or the Chairman, as appropriate, shall have power to impose such penalty.

16. The Clerk of the Tribunal shall be entitled to be present throughout the hearing and at any meeting of the Tribunal, and shall keep a sufficient record of the proceedings of the Tribunal.

Decision.

17. The Tribunal's decision shall be recorded in a document signed by the Chairman which shall contain:

  1. (a)the Tribunal's findings of fact regarding the charge;
  2. (b)the reasons for the Tribunal's decision;
  3. (c)the penalty (if any) determined by the Tribunal;
  4. (d)the penalty (if any) imposed by the Tribunal or the Chairman, as appropriate.

18. The Clerk of the Tribunal shall send a copy of the document specified in Regulation 17 to the Vice-Chancellor, the person charged, and the other parties to the hearing, and shall also send to the person charged a copy of Statute U, V concerning appeals.

19. The Chairman shall have power by certificate under his or her hand to correct in documents recording the decisions of the Tribunal any clerical errors arising therein from accidental mistakes or omissions.

COURT OF DISCIPLINE

Appointment of members of the Court of Discipline

Composition of Court.

1. Any person against whom the University Advocate has determined that a charge shall be brought before the Court of Discipline shall be entitled, subject to the provisions of Regulations 8 and 9, to choose whether, for those proceedings, the Court shall consist, in addition to the Chairman, of two members of the Regent House and two persons in statu pupillari or of four members of the Regent House; provided that if, within seven days after notice of the charge, such person fails to notify his or her choice to the Clerk of the Court, the Court shall, subject to the provisions of Regulations 8 and 9, consist of the Chairman, two members of the Regent House, and two persons in statu pupillari.

Panels.

2. The Council shall maintain a panel, hereinafter referred to as panel (a), of persons who are eligible under Statute B, VI, 9 to serve as Chairman of the Court of Discipline and who are willing to do so, and shall appoint in the Michaelmas Term in each year such number of persons as the Council may think fit, to serve as members of the panel for one year from 1 January following their appointment. No member of the Council shall be a member of panel (a).

3. The Council shall maintain a panel, hereinafter referred to as panel (b), of members of the Regent House who are prepared to serve as members of the Court of Discipline and the Summary Court, and shall appoint ten persons to the panel in the Michaelmas Term of each year, to serve for one year from 1 January following their appointment. No member of the Council or of the Septemviri shall be a member of panel (b).

4. The Council shall invite the Junior Combination Room Committee of each College, or if in any College there is no such Committee such other body as in the Council's opinion is the nearest equivalent to a Junior Combination Room Committee, to nominate, not later than the division of the Michaelmas Term in each year, one eligible member of the College for appointment by the Council to a panel, hereinafter referred to as panel (c), of members of the University in statu pupillari to serve as members of the Court of Discipline and the Summary Court. An eligible member of the College shall be a member of the College in statu pupillari who is willing to serve on panel (c) and who is keeping terms by residence or, having kept the number of terms required, is pursuing a course of study or research in the University. Not later than the last day of the Michaelmas Term in each year the Council shall announce the names of the persons whom they have appointed members of panel (c). The persons appointed shall serve for one year from 1 January following their appointment; provided that if a member ceases to be an eligible member of a College as defined in this regulation, he or she shall cease to be a member of panel (c).

Chairman.

5. The Vice-Chancellor shall not later than 31 December in each year appoint a member of panel (a) to serve as Chairman for one year from 1 January next following and shall seek to appoint as Chairman a member of the panel who is not a member of the Regent House. If the Chairman is unable or unwilling to act as Chairman for a particular case, the Vice-Chancellor shall appoint another member of panel (a) to act as Chairman for that case.

Appointment of the Court.

6. The Clerk of the Court shall, on the instructions of the Chairman for the particular case, send written notice to all members of panel (b) and, when appropriate, of panel (c), informing them of the date, time, and place at which the Court is to assemble, and requiring them to indicate, not later than 5 p.m. on the fourth day after the day on which the notice is despatched, whether they are able and willing to serve. The Chairman shall then appoint the other members of the Court in accordance with the provisions of Regulation 1 by causing lots to be drawn from among those members of panel (b) and, when appropriate, of panel (c) who have informed the Clerk of the Court that they are able and willing to serve; and the Clerk of the Court shall thereupon inform the persons appointed of the charge or charges to be heard and the name and College of the person charged. The Chairman shall in like manner appoint three reserve members of the Court from panel (b) and, when appropriate, three from panel (c) who shall be required to attend the Court at the commencement of the proceedings so that lots may be drawn from among them if it becomes necessary to replace any member or members of the Court who have failed to attend or who have otherwise become unable or unwilling to serve or against whose membership the Chairman has under Regulation 7 allowed an objection. No member of the Court shall be replaced after the commencement of the proceedings.

7. A person charged before the Court shall be entitled to object for good cause to any member appointed to serve on the Court for those proceedings. The Chairman alone shall rule on any such objection and his or her decision shall be final.

8. If at the commencement of the hearing the Chairman is unable under the provisions of Regulation 6 to appoint the appropriate number of members of the Court from panel (b) or panel (c), he or she shall appoint such number of members from the appropriate panel as may be needed to fill the vacant place or places; provided that, if in the Chairman's judgement the appointment of a member or members from panel (c) cannot be achieved without undue delay, the Chairman shall be empowered to appoint a member or members from panel (b) to fill the vacant place or places.

9. If on any occasion there are insufficient members of panel (b) or panel (c) who are able and willing to serve as members of the Court, the Vice-Chancellor shall appoint the appropriate number of members of the Regent House to fill the vacant places on the Court.

Rules of Procedure

Summons.

1. The Clerk of the Court shall send to any person charged before the Court written notice of (a) the complaint against him or her, and (b) the date, time, and place to attend the Court, and shall draw attention to the provisions of the regulations for the appointment of members of the Court whereby the person charged is entitled to choose the composition of the Court. Copies of such notice shall be sent to the complainant and to the Head of the College of the person charged.

Admission to hearing.

2. The Court may sit either in public or in camera at the discretion of the Chairman except that, when the defendant requests that it shall sit in camera, the Chairman shall normally so decide. If the Court sits in camera, the following shall be entitled to be present: the defendant, the defendant's Tutor (or a deputy appointed by the Tutor), the Head of the defendant's College (or a deputy appointed by the Head), the University Advocate, the complainant, and any person appointed to represent the defendant, the complainant, or the University Advocate.

Conduct of hearing.

3. Whether the Court sits in public or in camera, it may proceed in the absence of any of the persons entitled to be present and, notwithstanding Regulation 2, the Chairman shall have power to exclude any person if in the opinion of the Chairman such exclusion is necessary for the maintenance of order.

4. The Chairman shall not impose under Statute B, VI, 20 any fine exceeding £175.

Burden of proof.

5. The Court shall not find a charge proved unless it is satisfied that the charge has been proved beyond reasonable doubt.

Sentence to have immediate effect.

6. Any sentence imposed by the Court shall have immediate effect; provided that the Chairman of the Court and the Chairman of the Septemviri shall each have power to suspend a sentence until the conclusion of the proceedings by the Septemviri of any appeal against a decision of the Court.

Appeal.

7. Any person who appeals to the Court of Discipline shall notify the Registrary in writing. Such notice shall specify the grounds of the appeal and shall state whether the appeal is in respect of the whole or in respect of any specified part of the finding of the Summary Court. Except with the leave of the Court of Discipline, the appellant shall not be entitled in the proceedings of an appeal to rely on any grounds of appeal not specified in the notice of appeal.

SUMMARY COURT

Composition of Court.

1. A court, called the Summary Court, shall be established under the provisions of Statute B, VI, 17 and shall, except as provided in Regulations 6 and 7, consist of a Chairman, one member of the Regent House, and one member of the University in statu pupillari. Two members of the Court shall constitute a quorum. Every finding of the Court and every decision on sentence shall require the concurrence of at least two members of the Court.

Chairman and Deputy Chairman.

2. The Chairman and a Deputy Chairman, both of whom shall be legally qualified members of the Senate, shall be appointed by the Vice-Chancellor in the Michaelmas Term in each year to serve for one year from 1 January following their appointment.

Appointment of Court.

3. The Chairman of the Summary Court shall as soon as may be convenient in the Lent Term appoint the other two members of the Summary Court to serve until 31 December following their appointment by causing lots to be drawn from among the members of panel (b) and panel (c) for the Court of Discipline.

4. A person charged before the Court shall be entitled to object for good cause to any member of the Court. The Chairman alone shall rule on any such objection and his or her decision shall be final.

5. The Deputy Chairman shall act in place of the Chairman on any occasion when the Chairman is unable or unwilling to act. If any member of the Court other than the Chairman is unable or unwilling to serve for the proceedings of a particular case, or if the Chairman allows an objection under Regulation 4 to a member of the Court other than the Chairman, the Chairman shall appoint by lot a member of the appropriate panel to replace such member.

6. If the Chairman is able to appoint only one of the other members of the Court in accordance with these regulations, the Court shall proceed as a Court of two members.

7. If the Chairman is unable to appoint any other member of the Court in accordance with these regulations the Chairman alone shall constitute the Court and shall, notwithstanding the provisions of Regulation 1, have power to exercise any of the powers of the Court.

Clerk.

8. The Registrary, or a duly appointed deputy, shall be Clerk of the Summary Court.

Summons.

9. When the University Advocate determines that a charge shall be heard by the Summary Court, he or she shall send to the Clerk of the Court, for service on the person charged,

  1. (a)a notice informing the person charged of the offence he or she is alleged to have committed and stating the amount of any fine (not exceeding £175) and of any order for compensation (not exceeding £250) which the University Advocate would consider appropriate if the offence were proved,
  2. (b)a statement of the facts which would be placed before the Summary Court by or on behalf of the Advocate if the person charged did not appear before the Court.

10. The Clerk of the Court shall thereupon serve on the person charged copies of the notice and the statement sent by the University Advocate and shall in writing inform him or her of

  1. (a)the date, time, and place fixed for the hearing;
  2. (b)the powers of the Court, under Regulation 11 below, to adjudicate in the absence of the person charged.
  3. The Clerk shall invite the person charged to state in writing
  4. (i)whether he or she admits the offence alleged;
  5. (ii)whether he or she disputes the amount of the fine or compensation specified in the University Advocate's notice;
  6. (iii)whether he or she proposes to attend the hearing;
  7. and, if the person charged does not propose to attend the hearing, shall invite him or her to submit in writing any facts which it is desired to draw to the attention of the Court.
Conduct of hearing.

11. If the Court is satisfied that the procedures prescribed in Regulations 9 and 10 have been carried out, it may proceed to hear and dispose of the case in the absence of the person charged, whether or not the Advocate is also absent; provided that

  1. (a)the Court shall not allow any statement of the facts to be made by or on behalf of the University Advocate other than the statement served on the person charged in accordance with Regulations 9 and 10;
  2. (b)the Court shall not impose a fine or order compensation exceeding the amounts specified by the University Advocate under Regulation 9(a);
  3. (c)the Court may adjourn the proceedings at any time and require the person charged to attend.

12. The Court may sit either in public or in camera at the discretion of the Chairman.

Reference to Court of Discipline.

13. The Court shall have power when hearing a case as a court of first instance to determine at any time, subject to the consent of the person charged, not to proceed with the hearing and to require the University Advocate to bring the charge and present the case before the Court of Discipline.

Maximum fine.

14. The Court shall not in respect of a single offence impose on any person a fine exceeding £175 or order compensation exceeding £250.

Appeals from decisions of the Court.

15. Any person found by the Court sitting as a court of first instance to have committed an offence shall, if he or she wishes to appeal under Statute B, VI, 17 to the Court of Discipline, deliver to the Clerk of the Summary Court, within twenty-eight days after notice of the decision of the Court, written application for leave to appeal.

Sentence to have immediate effect.

16. Any sentence imposed by the Court shall have immediate effect; provided that the Chairman of the Court and the Chairman of the Court of Discipline shall each have power to suspend a sentence until the conclusion of the proceedings by the Court of Discipline of any appeal against a finding of the Summary Court.

Appeals to the Court.

17. As a court of appeal, the Summary Court shall hear appeals by persons who come within the jurisdiction of the Court of Discipline under Statute B, VI, 11 and upon whom a University authority (other than the Court of Discipline) has, under Statute, or in accordance with an Ordinance or with a rule made under an Ordinance, imposed a sentence, provided that such a person has delivered to the Clerk of the Summary Court, within twenty-eight days after notice of the sentence imposed by the University authority concerned, written notice of appeal to the Court; and the Court shall have power to quash the finding or to vary the sentence within the limits of the power of the authority in question, and its decision shall be final.

18. If a person charged or an appellant appears before the Court, he or she may be represented at the proceedings only by a resident member of the Regent House or by a resident member of the University in statu pupillari.

19. Except in so far as the procedure of the Court is determined under the provisions of Statute B, VI and of these regulations, it shall be determined by the Chairman.

MEDICAL BOARDS

1. When a Medical Board is appointed to hear a case under Statute U, IV, 5,

  1. (a)the competent authority concerned shall appoint a person to present the case to the Board;
  2. (b)the Chairman of the Board shall appoint a person to act as Secretary of the Board.

2. If after the commencement of proceedings a member of the Board becomes unable or unwilling to act, the Vice-Chancellor shall discharge the Board and a new Board shall be appointed in accordance with the provisions of Statute U, IV, 5.

Parties.

3. The parties to a hearing before a Medical Board shall be:

  1. (a)the person whose possible retirement on medical grounds is under consideration by the Board, hereinafter referred to as the person concerned;
  2. (b)the person appointed to present the case to the Board.

4. The person concerned shall be entitled to be represented by another person, whether such person is legally qualified or not, in connection with and at any hearing by the Board.

5. The person appointed to present the case to the Board shall send to the Secretary of the Board a written statement of the case and any relevant medical evidence, and shall send with the statement any documents which it is proposed to produce and a list of all witnesses whom it is proposed to call, together with statements of the evidence that they are expected to give.

6. The Chairman of the Board shall appoint a date, time, and place for a hearing by the Board. The Chairman shall have power, if the circumstances require it, to cancel a hearing so arranged at any time before the commencement of the hearing, and to appoint a different date, time, and place.

Summons.

7. When a hearing has been arranged, the Secretary of the Board shall not less than fourteen days (or such shorter period as may be agreed by the Secretary with the parties) before the date appointed for the hearing send notice of the hearing to the person concerned and to any representative appointed under Regulation 4. Such notice shall include:

  1. (a)information and guidance concerning attendance at the hearing, the calling of witnesses and the bringing of documents, representation by another person, and written submissions;
  2. (b)a statement of the case, together with the other information specified in Regulation 5.

8. It shall be the duty of the person presenting the case to make any necessary arrangements for the summoning of witnesses and the production of documents, and generally for the proper presentation of the case to the Board.

9. No additional witness or documentary evidence may be introduced by the person presenting the case, beyond those of which notice has been given under Regulation 5, without the consent of the Board, and such consent shall not be given save for good reason; if such late introduction is permitted, the person concerned shall be allowed an adjournment sufficient to enable him or her to consider the additional evidence and respond to it, and to introduce further evidence as appropriate.

10. A case shall not be determined without an oral hearing at which the person concerned is entitled to be represented. Any hearing of or in connection with a case by a Medical Board shall take place in camera.

Conduct of hearing.

11. A Medical Board shall have power to proceed with a hearing in the absence of the person concerned or of his or her representative and, notwithstanding the provisions of Regulation 10, the Chairman shall have power to exclude any person from a hearing if in the opinion of the Chairman such exclusion is necessary for the maintenance of order.

12. Each party to a hearing before a Medical Board, or his or her representative, shall be entitled to make an opening statement, to give evidence, to call witnesses, to question any witness concerning any relevant evidence, and to address the Board after the evidence has been heard.

13. Subject to the provisions of Statute U and of these Ordinances, a Medical Board shall have power to regulate their own procedure, and any meeting of the Board may be postponed or adjourned at the discretion of the Chairman. It shall be the duty of the Board and of the Chairman to ensure that a case is heard and determined as expeditiously as is reasonably practicable.

14. A Medical Board shall not determine that any person's removal from office would be justified by reason of incapacity on medical grounds unless they are satisfied that the incapacity has been proved beyond reasonable doubt.

15. The Secretary of the Board shall be entitled to be present throughout the hearing and at any meeting of the Board, and shall keep a sufficient record of the proceedings of the Board.

Decision.

16. The Board's decision shall be recorded in a document signed by the Chairman which shall contain:

  1. (a)the Board's medical findings;
  2. (b)the Board's other findings of fact;
  3. (c)the reasons for the Board's decision.

17. The Secretary of the Board shall send a copy of the document specified in Regulation 16 to the person concerned, to his or her representative (if any), and to the person responsible for presenting the case to the Board, and shall also send to the person concerned a copy of Statute U, V concerning appeals.

18. The Chairman shall have power by certificate under his or her hand to correct in documents recording the decisions of the Board any clerical errors arising therein from accidental mistakes or omissions.

SEPTEMVIRI

Appointment.

1. Except as provided by Statute U, V, 3, members of the Court of the Septemviri shall be appointed as follows:

  1. (a)the Chairman shall be appointed in the Michaelmas Term to serve for four years from 1 January following his or her appointment;
  2. (b)in each year three Septemviri shall be appointed in the Michaelmas Term to serve for two years from 1 January following their appointment.

2. The Registrary, or a deputy appointed by the Registrary, shall act as Clerk of the Septemviri.

Notice of appeal.

3. Any person who wishes to institute an appeal to the Septemviri under the provisions of Statute B, VI or Statute U, V shall send to the Clerk of the Septemviri a notice in writing setting out the grounds of appeal and stating whether the appeal is in respect of the whole or in respect of any specified part of any finding of fact, decision, or sentence. In the proceedings of an appeal the appellant shall not be entitled, except with the leave of the Septemviri, to rely on any grounds of appeal not specified in the notice of appeal.

4. When an appeal to the Septemviri is instituted, the Chairman of the Septemviri shall appoint a date, time, and place for the hearing of the appeal. The Chairman shall have power, if the circumstances require it, to cancel a hearing so arranged at any time before the commencement of the hearing, and to appoint a different date, time, and place.

Parties.

5. The parties to an appeal shall be:

  1. (a)the appellant;
  2. (b)(i)in the case of an appeal against a decision of a competent authority under Statute U, II, the competent authority;
  3. (ii)in the case of an appeal against a decision of the University Tribunal or any other University court, or of a Medical Board, or an appeal arising from proceedings before such a body, the University Advocate or other person who was responsible for presenting the case to the Tribunal or other body;
  4. (iii)in the case of an appeal against a disciplinary decision of any other University authority, the authority concerned;
  5. (iv)in the case of an appeal against any dismissal of a University officer otherwise than in pursuance of Statute U, II, III, or IV, the competent authority concerned;
  6. (c)any other person added as a party by the Septemviri or by the Chairman of the Septemviri, either on application or otherwise.

6. When a hearing has been arranged, the Clerk shall send to each party

  1. (a)a notice of the hearing which shall contain information and guidance concerning attendance at the hearing, the bringing of documents, representation by another person, and the calling of fresh evidence;
  2. (b)a copy of the notice provided by the appellant under Regulation 3.

7. Any party to an appeal shall be entitled to be represented by another person, whether such person is legally qualified or not, in connection with and at the hearing of the appeal.

8. An appeal shall not be determined without an oral hearing at which the appellant and his or her representative, if any, are entitled to be present.

Admission to hearing.

9. The Septemviri may sit either in public or in camera at the discretion of the Chairman, provided that if the appellant so requests they shall normally sit in camera. The Septemviri shall have power, if they think it appropriate in the circumstances, to hear appeals by two or more parties at the same hearing.

10. The Septemviri shall have power to proceed with a hearing in the absence of any of the persons entitled to be present and, notwithstanding the provisions of Regulation 8, the Chairman shall have power to exclude any person from a hearing if in the opinion of the Chairman such exclusion is necessary for the maintenance of order.

Conduct of hearing.

11. Each party to a hearing before the Septemviri shall be entitled to make a statement and to address the Septemviri; but witnesses may not be called save with the consent of the Septemviri. Leave to adduce fresh evidence, or to recall witnesses examined at first instance, shall be given only if the Septemviri are satisfied that it is necessary or expedient in the interests of justice.

12. Subject to the provisions of Statute B, VI and Statute U, V, and of these Ordinances, the Septemviri shall have power to regulate their own procedure. The Chairman may set time-limits for each stage of the proceedings, and any meeting of the Septemviri may be postponed or adjourned at the discretion of the Chairman. It shall be the duty of the Septemviri and of the Chairman to ensure that any appeal is heard and determined as expeditiously as is reasonably practicable.

13. The Chairman of the Septemviri shall not impose under Statute B, VI, 20 any fine exceeding £175.

14. The Septemviri shall have power to allow or dismiss an appeal, or to dismiss an appeal for want of prosecution, or to remit an appeal for further consideration in accordance with the provisions of Statute U, V, 8.

15. The Clerk of the Septemviri shall be entitled to be present throughout the hearing and at any meeting of the Septemviri, and shall keep a sufficient record of the proceedings.

Decision.

16. The decision of the Septemviri shall be recorded in a document signed by the Chairman which shall contain:

  1. (a)any findings of fact which differ from those reached by any other University authority which has previously considered the case;
  2. (b)the reasons for the decision of the Septemviri;
  3. (c)any penalty determined by them.

17. The Clerk of the Septemviri shall send a copy of the document specified in Regulation 16 to the Vice-Chancellor, the appellant, and the other parties to the appeal.

18. The Chairman shall have power by certificate under his or her hand to correct in documents recording the decisions of the Septemviri any clerical errors arising therein from accidental mistakes or omissions.

GRIEVANCE COMMITTEES

1. When a Grievance Committee has been appointed under Statute U, VI, 8, the Chairman of the Committee shall invite the aggrieved person, and any person against whom the grievance lies, to submit a written statement to the Committee.

2. The grievance shall not be disposed of without an oral hearing at which the aggrieved person and any person against whom the grievance lies shall have an opportunity to be heard and to be accompanied by a friend or representative.

3. If after due consideration the Grievance Committee are of the opinion that the grievance is justified, they shall make such proposals for the redress of the grievance as they think fit.

COMPLAINTS BY STUDENTS

The Council shall publish and keep under review a procedure for determining complaints by members of the University in statu pupillari.

Student Complaints Procedure Approved by the Council

The University is committed to high quality of educational and other provision for students, and encourages students to say where there is cause for concern in individual or general matters. It undertakes to take such representation seriously. In raising possible issues of complaint students will themselves be aware of and have observed their obligations as members of the University.

The University aims to handle complaints in a way which is sympathetic, fair, and efficient, which encourages informal conciliation, facilitates early resolution, maintains individual privacy and confidentiality, and permits useful feedback.

This procedure is for all people matriculated as students in the University, undergraduate and postgraduate. Non-matriculated students have their own procedures (for example under the Board of Continuing Education).

A complaint will normally be about a problem encountered by a student in connection with educational or other activities or services provided by the University. It will not necessarily be against anybody, whether a person or an institution, although some complaints may be against individuals or University institutions. Complaints principally arising about matters covered by other specific procedures (such as those for the review of graduate or undergraduate examination results, or the codes of practice about racial and sexual harassment) should be raised under those procedures.

Because the purpose of the complaints procedure is, if possible, to resolve problems, a complaint should be made promptly, in an attempt to resolve them quickly and informally. The procedure, therefore, has three stages, and the Council hope that most problems will be solved in the first two stages of advice, and informal process. The three stages are:

  1. (i)Discussion and Advice
  2. (ii)Informal Process
  3. (iii)Formal Process

Each stage is described in a later section.

There is also a system of formal quasi-visitatorial review by the Commissary.

Some general points about the procedure

The student is entitled to fair and independent consideration of a complaint. The rights of the student and the rights of any person complained against are both important and must be kept in balance. Every effort will be made to ensure that both are treated with fairness and dignity. Complaints will not be treated as though lodged against the University unless that is stated to be the case. There will be separation between the provision for advice and provision for dealing with or adjudicating on a complaint. The student should not suffer retaliation for making a complaint in good faith and a student who believes that he or she has suffered a reprisal should raise the matter. If a complaint which is not upheld is found to have been made maliciously, the student may be subject to disciplinary procedure.

The student may withdraw a complaint or stop the process at any time in Stage 1 or 2 and, in Stage 3, with the consent of the Chairman of the panel. Personal privacy will be respected. Confidential information will not be communicated without the consent of the student, other than in exceptional circumstances (for example in reporting an alleged criminal offence to the Police). The student has a free choice of adviser and of representative, who need not be the same person. Normally this would be a College Tutor, but students are free to go to someone else if they prefer.

Complaints will be dealt with promptly to ensure that delay does not hinder fair resolution. Minor complaints will normally be resolved at an early stage.

A complaint can only be brought by a student affected, although several affected students may act together. A particular complaint cannot normally be pursued under both University and College procedures.

If a complaint is upheld there should be a satisfactory remedy or outcome, which may include:

• a full explanation;

• an apology (which is not an admission of liability);

• the matter put right if possible;

• if appropriate, some kind of financial recompense (for example if the student had paid for something which he or she did not receive);

• if appropriate, disciplinary action may be taken.

Written records will be kept of complaints. The student will have access to the documents submitted about his or her case, and those taking part in the complaint will be informed that this is so. Otherwise the records will be confidential. An annual report will be made to the Council and the General Board, in which references to individual cases will be made anonymously.

Stage 1: Discussion and Advice

1.1. It is very important to get early advice about problems. Often, this can resolve the matter quickly and informally.

1.2. Normally, a student would seek the advice of a College officer such as a Tutor, or Director of Studies, or if a graduate student their University Supervisor.

Other possibilities include:

• other relevant members of the academic staff of the University;

• the University Counselling Service;

• the Disability Resource Centre;

• appropriate advisers or mentors in University Faculties or Departments;

• officers of CUSU (e.g. the welfare officer, the academic affairs officer, or the women’s officer) or the President of the Graduate Union

• administrative staff of Faculties and Departments;

• appropriate officers of the Central Administration (e.g. for graduate students, officers in the office of the Board of Graduate Studies).

1.3. The student can expect to be given advice on how to proceed and on an appropriate course of action, advice about what would constitute an appropriate remedy, and an opportunity to consider whether there is indeed a complaint to be addressed. The student will then be in a position to decide whether to proceed further, and how.

Stage 2: Informal Process

2.1. It is in the interest of the students that a complaint to be dealt with informally should be raised at the ‘local’ level (in the Faculty, Department, or relevant University service) as soon as possible. If there has been a delay the student should explain the reason. The student should if possible record the complaint in writing (the advice about a written statement in Stage 3 may be helpful).

2.2. The student should if possible raise the complaint directly with the person responsible for the matter. It may not always be easy to do this if the complaint is about the conduct of this person: if for some reason the student cannot go direct to the person alone he or she should ask for someone else to be present, or should raise the matter with another person in the organization concerned (the Head, Deputy Head, or Secretary of the organization, or a person or persons nominated for the purpose).

2.3. If possible a suitable solution will be agreed and implemented, to solve the problem.

2.4. If the student is dissatisfied with the outcome of such an informal process, he or she may consider whether to raise the matter formally through Stage 3.

Stage 3: Formal Process

3.1. Students must exhaust informal routes before making a formal complaint, or give a good reason for not doing so. A good reason might be that the problem is particularly serious, or that when it was raised informally there was refusal to deal with it. Informal processes are suitable for dealing with many problems, but if a complaint includes very serious allegations, and especially where a person complained against must have an opportunity to give his or her side of the matter, it may be necessary to refer straight to Stage 3. If informal routes seem not to have been exhausted a formal complaint may be referred to informal resolution.

3.2. A student wishing to make a formal complaint must do so in writing. The written statement initiates the formal process and must include a description of what has happened to give rise to the complaint including dates, times, and other details. It is necessary to show that something has gone wrong in the discharge of a University duty towards the student, and that the student has suffered as a result. The statement should include:

• the name of the person or University institution about whom/which the complaint is made (but a complaint need not necessarily be against a person or institution);

• the name of any witnesses who will corroborate the complaint, including a written statement from each to say that they have given their consent;

• documentary evidence, together with a list of contents and numbered pages;

• an outline of what action a student would like to be taken or what remedy he or she is seeking;

• if desired, the name of the person who has agreed to accompany, support, or represent the student at any meeting or hearing.

• It would be almost always sensible for the student to discuss the written statement of the complaint with an appropriate adviser (for example those named in paragraph 1.2). The complaint should be addressed to The Registrary at the University Offices, The Old Schools, Cambridge.

3.3. A complaint will be referred to a Reviewer, not connected with the College or Department of the student, for consideration. If the student wishes, the Reviewer will act with a student assessor, also not connected with the College or Department of the student.

3.4. The University Council will maintain a panel of potential Reviewers and a panel of potential student assessors. The Reviewer, and if necessary the student assessor, for a particular complaint will be designated by the Registrary, or a deputy. The student will have an opportunity to object, for good cause, to a person designated and the Registrary, or the deputy, will rule on the objection.

3.5. The written statement of complaint will also be referred to any person or University institution concerned, so that they can, if they wish, make a written response, to be considered by the Reviewer and the assessor.

3.6. The Reviewer will normally hear the representations about the complaint in person, but the Reviewer may also determine that the complaint should be dealt with on the basis of written submissions without a hearing. If a hearing takes place the student may be accompanied by an adviser or friend.

3.7. The Reviewer will issue a report, to which the student assessor, if any, may append any comments. The report will contain findings about the complaint, and may make recommendations as to remedies, if any, to be adopted, or other action recommended to be taken.

3.8. The Reviewer may terminate the proceedings, determine that a complaint is rejected as vexatious or frivolous, or refer the complaint for informal resolution as in Stage 2.

3.9. Legal representation and legal advice are not necessary in Stage 3.

3.10. The Reviewer will not (without agreement by those concerned) take into consideration documents or information which are not available to the student, the Reviewer, and to any person or University institution concerned. The Reviewer may request disclosure of documents requested by the student or any person or institution concerned. The Reviewer will seek to ensure that appropriate safeguards are made for the confidentiality of disclosed documents.

3.11. The Registrary, or the deputy, will nominate an administrative officer to assist the Reviewer. This officer has the right to be present throughout the whole proceedings of any hearing, and will prepare the draft report. The officer will also issue the ‘completion of proceedings’ letter for the purposes of possible further application to the Office of the Independent Adjudicator (OIA), if review or complaint procedures within the University are then believed to be completed.

Timing

A complaint under Stage 2 or 3 shall be made within three months of the occurrence of the matter complained about; a complaint under Stage 3 following from one under Stage 2 shall be made within three months of the completion of Stage 2; unless, exceptionally, the Reviewer allows a longer time, for exceptional good cause.

PROCEDURES TO DETERMINE FITNESS FOR MEDICAL PRACTICE OF PRECLINICAL AND CLINICAL MEDICAL STUDENTS

Amended by Grace 2 of 10 June 2009

Introduction

1. The following regulations shall govern the procedures in the University to ensure that preclinical and clinical medical students are fit to practise medicine as defined in guidance issued by the Medical Schools Council and General Medical Council.

Medical Students Register.

2. There shall be a Medical Students Register which shall be maintained by the Faculty Boards of Biology and Clinical Medicine through a Fitness for Medical Practice Committee (FMP Committee) constituted in accordance with Regulation 5.

Adjudication Sub-committee.

3. Where there is a question concerning the fitness for practice, through serious ill health or serious or persistent cause for concern about the conduct, of a medical student, the FMP Committee shall appoint a Fitness for Medical Practice Adjudication Sub-committee (Adjudication Sub-committee) constituted in accordance with Regulation 11 to consider whether to remove the medical student’s name from the Medical Students Register or whether to formally warn, suspend or impose sanctions on the medical student.

4. A medical student shall be entitled to appeal to a Fitness for Medical Practice Appeal Tribunal (Appeal Tribunal) constituted in accordance with Regulation 15 against a decision of the Adjudication Sub-committee to warn or sanction the medical student, or suspend or remove the medical student from the Medical Students Register.

The roles, duties, and composition of the Fitness for Medical Practice Committee, Fitness for Medical Practice Adjudication Sub-committee, and Fitness for Medical Practice Appeal Tribunal

Fitness for Medical Practice Committee (FMP Committee)

Constitution.

5. The FMP Committee shall consist of:

  1. (a)An Associate Dean, appointed by the Faculty Board of Clinical Medicine;
  2. (b)an administrative officer in the Clinical School appointed by the Faculty Board of Clinical Medicine (who shall be Secretary to the FMP Committee);
  3. (c)the University Occupational Health Physician (or a deputy);
  4. (d)one member appointed by the Senior Tutors’ Committee;
  5. (e)six members appointed by the Faculty Board of Clinical Medicine, four of whom shall be practising GMC-registered medical practitioners and two shall be lay members, one of whom shall have experience as an NHS Trust Non-Executive Director or an NHS Trust Governor;
  6. (f)three members appointed by the Faculty Board of Biology.

6. In respect of each individual case before the FMP Committee, all members of the FMP Committee shall be required to make a declaration of interest in the case.

7. Members in classes (d)–(f) shall be appointed in the Michaelmas Term to serve for three years from 1 January following their appointment.

Chairman.

8. The Chairman of the FMP Committee shall be appointed from among the members of the FMP Committee in classes (d), (e), or (f) by the Faculty Board of Clinical Medicine.

Duties of the Committee.

9. The duties of the FMP Committee shall be:

  1. (a)to maintain on behalf of the Faculty Boards of Biology and of Clinical Medicine the Medical Students Register;
  2. (b)to produce and keep under review a code of conduct to be observed by medical students;
  3. (c)to convene an Adjudication Sub-committee, should it be necessary for an Adjudication Sub-committee to meet, to consider individual cases in accordance with the Fitness for Medical Practice Procedures;
  4. (d)to keep under review procedures for the Medical Students Register and to recommend changes in those procedures to the Faculty Boards of Biology and Clinical Medicine, who shall report such changes to the University.
Meetings.

10. The FMP Committee shall meet at least once a year in the Michaelmas Term and whenever there is any business to consider. Five members shall constitute a quorum. The FMP Committee shall submit the minutes of any meeting to the Faculty Boards of Biology and of Clinical Medicine and to the Medical Education Committee.

Fitness for Medical Practice Appeal Tribunal (Appeal Tribunal)

Members.

11. An Adjudication Sub-committee shall comprise five members. Four members of the Adjudication Sub-committee shall be chosen by the FMP Committee, three from within its membership (one of whom shall be designated as Chairman by the Committee), and shall include two people who are members of the Regent House, being practising GMC-registered medical practitioners, and one person being a member of the Regent House, not being medically qualified. The fourth person appointed by the FMP Committee shall be an external member of the academic staff of a UK Medical School, being a practising GMC-registered medical practitioner who is not a member of the Regent House. One member of the Adjudication Sub-committee shall be chosen by the medical student from the FMP Committee and that person shall be a member of the Regent House. The Adjudication Sub-committee shall consider individual cases in accordance with the Fitness for Medical Practice Procedures and shall decide whether a medical student should remain on the Medical Students Register or should be sanctioned.

12. No member of an Adjudication Sub-committee shall have had any involvement or interest in the case or be a current teacher of the medical student. All members of the Sub-committee shall be required to make a declaration of interest in respect of the case.

Secretary.

13. The Secretary of the medical student’s Faculty Board, or a nominated deputy, shall serve as Secretary to the Adjudication Sub-committee. For the purpose of these regulations, preclinical students are assigned to the Faculty of Biology and clinical students to the Faculty of Clinical Medicine.

Fitness for Medical Practice Appeal Tribunal (Appeal Tribunal)

Panels.

14. The Council of the University shall maintain three panels, panel (a), panel (b), and panel (c), from which members of an Appeal Tribunal shall be appointed as follows:

  panel (a):

persons who are legally qualified or who have had experience of acting in a judicial capacity, not being members of the Council;

  panel (b):

members of the Regent House not being members of the Fitness for Medical Practice Panel or of the Faculties of Biology or Clinical Medicine.

  panel (c):

members of the academic staff of a UK Medical School, being practising GMC-registered medical practitioners, who are not members of the Regent House.

The Council shall appoint in the Michaelmas Term each year such number of persons as they shall see fit to serve as members of each panel for one year from 1 January following their appointment.

Members.

15. An Appeal Tribunal shall be appointed to consider any appeal by a medical student against a decision of an Adjudication Sub-committee, and shall confirm, quash, amend, or refer back to the Adjudication Sub-committee the decision made. An Appeal Tribunal shall consist of three members:

  1. (a)one person designated by the Registrary from panel (a), who shall be the Chairman of the Appeal Tribunal;
  2. (b)one drawn by lot from panel (b);
  3. (c)one drawn by lot from panel (c).

16. No member of an Appeal Tribunal shall have had any involvement or interest in the case or be a current teacher of the medical student. All members of the Appeal Tribunal shall be required to make a declaration of interest in respect of the case.

Clerk.

17. The Registrary or a person nominated by the Registrary shall act as Clerk of the Appeal Tribunal.

Fitness for Medical Practice Procedures

Introduction

1. The consideration of whether or not a medical student is fit to practise medicine shall take place in accordance with the following process which shall consist of at least three stages, preliminary, investigation, and adjudication, and may be followed by a final appeal stage.

2. If, at any stage:

  1. (a)it should become apparent or it is suspected that the medical student’s alleged problems are caused by serious ill health or disability, these fitness for medical practice procedures shall be suspended and the procedures for dealing with a medical student’s serious ill health or disability (which are set out below) shall be invoked;
  2. or(b)the Chairman of any of the bodies involved considers that the medical student may have committed an offence against the discipline of the University, the Chairman shall suspend proceedings and refer the circumstances for consideration to the University Advocate under Statute B, VI. In such instances, the body or bodies shall not resume discussion of the case until either the Advocate has ruled that he or she shall not institute proceedings against the medical student under the general regulations for discipline, or, if proceedings are taken, until the University Courts have ruled finally on the matter.

Status of the student during proceedings

3. On receipt of an expression of concern from the Secretary of the FMP Committee made under Regulation 7 below, and during the proceedings, the Chairman of the FMP Committee, following consultation with the relevant NHS Hospital Trust officer or lead general practitioner if appropriate, shall have the authority to decide whether a medical student, who is the subject of an expression of concern, shall:

  1. (a)continue her or his studies without limitation;
  2. (b)continue her or his studies under specified limitations and conditions;
  3. (c)be prohibited from entering specified clinical facilities as a medical student;
  4. (d)be provisionally suspended from the Medical Students Register and therefore from the clinical components of the courses.

4. The Chairman of the FMP Committee may, during the proceedings, review and change a decision regarding a medical student’s status.

5. If the medical student is dissatisfied with the decision of the Chairman of the FMP Committee, the student may request an adjudication by the full FMP Committee. Pending any such adjudication the decision of the Chairman of the FMP Committee shall remain in force.

6. In the event that the Chairman has any involvement or interest in the case arising other than by way of these rules of procedure, the Chairman shall stand down from the Committee while the case is being considered and shall appoint another member of the Committee as Chairman in her or his place; references to the Chairman in these rules of procedure shall be deemed to be a reference to that other member of the Committee.

Preliminary stage

7. Any expression of concern that a medical student may not be fit to practise medicine shall be made in writing to the Secretary of the Committee; it shall show clearly the author’s name and address, and be signed. Anonymous allegations shall not be considered.

8. The Secretary of the FMP Committee shall inform the Chairman of the FMP Committee of the receipt of any formal expression of concern received in accordance with Regulation 7 and the Chairman of the FMP Committee shall ascertain whether the student has any serious illness or disability which would affect the procedures to be followed and which would require appropriate steps to be taken to ensure the student is not disadvantaged. At this stage the Secretary of the FMP Committee shall inform the medical student of the details of the cause for concern and that this matter is being considered by the Chairman of the FMP Committee under this stage of the procedure.

9. The Chairman of the FMP Committee shall determine whether the matter can and should be dealt with informally or whether investigation as set out in Regulations 13–17 below should proceed and whether any action under Regulation 3 above should be taken. The Chairman of the FMP Committee shall normally take this initial decision within one month from the date of her or his receipt of the expression of concern. Before the expiry of the one-month period, the Chairman may, having initially determined that the matter should be dealt with informally, subsequently determine that investigation as set out in Regulations 13–17 below should proceed and that action under Regulation 3 above should be taken.

10. If, after appropriate consultation, the Chairman considers that there is a prima facie case of an offence against the discipline of the University, action shall be taken as under Regulation 2(b) above.

11. The Chairman of the FMP Committee shall determine whether a report should be submitted to the Police.

Procedures under Statute B, VI.

12. If the University Advocate institutes proceedings against the medical student under Statute B, VI, any subsequent judgement of a University Court may be considered as evidence within the procedures set out in Regulations 13–38 below. If a University Court finds that a charge is proven against the student then that finding shall be conclusive evidence within the procedures set out in Regulations 13–38 below that the medical student in question has committed the offence against the discipline of the University with which he or she was charged.

Investigation

13. If the Chairman of the FMP Committee decides to instigate an investigation following receipt of an expression of concern, the Secretary of the FMP Committee shall write to the medical student concerned, to the Senior Tutor of the student’s College, and to her or his Tutor, stating that an investigation of the medical student’s fitness for practice is going to take place. The letter to the medical student shall state the nature of the expression of concern made under Regulation 7 above and the grounds for launching the investigation.

Investigator.

14. The Chairman of the FMP Committee shall refer the case to an Investigator, chosen from amongst the members of the FMP Committee, who is also a member of the Regent House and who has had no previous involvement or interest in this case and who is not a current or former teacher of the medical student. The Investigator shall interview the medical student concerned, the maker of the allegation, and any other relevant persons. Notes of these interviews shall be taken and a written report prepared and submitted by the Investigator to the Chairman of the FMP Committee.

15. During any interview with the Investigator, the medical student may be accompanied by a member of the University or other representative chosen by the medical student who shall notify the Investigator two days in advance of any meeting if he/she will be accompanied and by whom.

16. On receipt of the Investigator’s report, the Chairman of the FMP Committee shall make a determination, in consultation with members of the FMP Committee (not including the Investigator) if the Chairman so desires, to take one of the following decisions:

  1. (a)a determination that no further action be taken; this shall be sent to the Secretary of the FMP Committee in writing;
  2. (b)that there is no serious issue to be determined with regard to the medical student’s fitness for medical practice, but that the medical student would benefit from remedial measures being put in place; he or she shall (i) agree such measures with the medical student, the student’s Senior Tutor, and the Director of Medical Education in the Faculty of Clinical Medicine or the Director of Medical and Veterinary Education in the Faculty of Biology as appropriate, and then so inform the Secretary of the FMP Committee in writing, or (ii) in the event of failure to agree such measures, refer the matter for adjudication in accordance with Regulations 18–29 below, and shall so inform the Secretary of the FMP Committee in writing;
  3. (c)that there may be a serious issue to be determined concerning the medical student’s fitness for medical practice; he or she shall refer the matter for adjudication in accordance with Regulations 18–29 below, and shall so inform the Secretary of the FMP Committee in writing.

17. The Secretary of the FMP Committee shall inform the medical student, the student’s Senior Tutor, and the student’s Tutor in writing of the decision within five working days of being notified by the Chairman of the FMP Committee of her or his decision, and in the case of a category (b) decision, shall also state the agreed conditions on which the student may continue on the course. The letter from the Secretary informing the student shall be submitted to the next full meeting of the FMP Committee.

Adjudication

Adjudication Sub-committee.

18. An Adjudication Sub-committee of five members, appointed in accordance with Regulations 11–13 of the regulations setting out the roles, duties, and composition of the Fitness for Medical Practice Committee, Fitness for Medical Practice Adjudication Sub-committee, and Fitness for Medical Practice Appeal Tribunal, shall consider the Investigator’s report and shall consider and determine the case, where it is required to do so following the decision of the Chairman of the FMP Committee under Regulation 16(b) or (c).

19. The medical student shall be required to attend the meeting of the Adjudication Sub-committee in person, unless prevented by grave cause. The medical student and her or his Tutor shall be informed by letter of the details of the hearing in writing, no fewer than fourteen days in advance. The letter to the student shall be sent to the student’s College and Cambridge residential addresses.

Objection to members of the Board.

20. If the medical student has good cause to object to the membership of the Adjudication Sub-committee, he or she shall inform the Chairman of the FMP Committee in writing of the details in advance of the meeting of the Sub-committee. The Chairman of the FMP Committee shall decide whether to replace that member of the Adjudication Sub-committee and shall inform the medical student accordingly. The Chairman’s decision shall be final.

21. Any written evidence submitted by the medical student shall be sent to the Secretary of the Adjudication Sub-committee no fewer than seven working days in advance of the meeting. If the medical student wishes to call any persons to give oral evidence, it shall be the medical student’s responsibility to secure their attendance and the medical student shall inform the Secretary to the Adjudication Sub-committee of the identity of the persons no fewer than seven working days in advance of the meeting.

22. If the medical student fails to attend the meeting without reasonable explanation, the Adjudication Sub-committee may consider the case in the medical student’s absence. The Adjudication Sub-committee shall have discretion to decide what constitutes a ‘reasonable explanation’.

23. The Adjudication Sub-committee and/or the medical student may call upon persons who may have information relevant to the case to give evidence (whether they are members of the University or not) either orally at the meeting or in writing in accordance with Regulation 21 above.

24. The medical student may choose to be accompanied by any of the following, limited to one in each category: a ‘friend’ nominated by the student (for example, a relative or student representative); a College representative nominated by the student; a legal representative (at the student’s own expense). If the student decides to be so accompanied, he/she must inform the Secretary to the Adjudication Sub-committee of the identity of the individual and the capacity in which they are attending seven working days in advance of the meeting.

25. The medical student’s Tutor (or a deputy appointed by the Tutor), if not nominated by the student under Regulation 24, shall be entitled, with the student’s consent, to be present.

Private hearing.

26. The meeting shall be held in private.

Procedure for conduct of the meeting.

27. The Sub-committee shall determine its own procedure for the conduct of the meeting. The procedure shall normally include the following:

  1. (i)At least fourteen working days prior to the meeting, the Secretary of the Adjudication Sub-committee, in addition to the procedures set out in Regulation 19 above, shall provide the medical student with copies of all documents circulated to members of the Sub-committee and shall inform the student of the procedure to be followed and the names of any persons who may be asked to attend the meeting to give evidence.
  2. (ii)The Chairman of the Adjudication Sub-committee shall introduce by name and explain the functions of the members of the Adjudication Sub-committee, the officers, and any others present. The Chairman shall explain the powers of the Adjudication Sub-committee.
  3. (iii)The Chairman of the Adjudication Sub-committee shall invite the Investigator (or her or his nominee) to make an opening statement and shall then invite Adjudication Sub-committee members to ask questions of the Investigator.
  4. (iv)The Chairman of the Adjudication Sub-committee shall invite the medical student or her or his representative to make a statement and shall then invite Adjudication Sub-committee members to question the student.
  5. (v)The Chairman of the Adjudication Sub-committee shall invite any other persons called upon to attend the meeting to make a brief statement and shall then invite Adjudication Sub-committee members to ask questions.
  6. (vi)At each stage, the Chairman of the Adjudication Sub-committee shall have discretion to allow reciprocal questioning by all parties.
  7. (vii)When the Chairman of the Adjudication Sub-committee is satisfied that the Adjudication Sub-committee has completed its questioning and that the medical student and other persons present have had a full opportunity to convey information to the Adjudication Sub-committee, the student and all other persons not on the Adjudication Sub-committee except the Secretary of the Sub-committee shall withdraw. The Secretary of the Sub-committee shall remain to provide advice on procedure but shall take no part in the Adjudication Sub-committee reaching its decision on the case itself.
  8. (viii)The Adjudication Sub-committee shall then discuss the case.
  9. (ix)Those attending the first part of the meeting shall all be invited back into the meeting once the Adjudication Sub-committee has concluded its discussions. The Adjudication Sub-committee shall seek any further clarification which it requires, and may at its discretion call for a further adjournment or adjournments. The Chairman of the Adjudication Sub-committee shall then outline to the medical student the Adjudication Sub-committee’s decision.
  10. (x)The decision shall be confidential between the Adjudication Sub-committee, the FMP Committee, the medical student, the Senior Tutor of the medical student’s College and her or his Tutor, and the relevant Faculty Board.

28. The Adjudication Sub-committee, following consideration of the case, may:

  1. (i)declare that the medical student is fit for medical practice and that he or she may continue on the course with no conditions (a category (i) recommendation);
  2. (ii)declare that there are grounds for concern as to the fitness of the medical student for medical practice and that he or she may continue her or his course of study for the Second or Final M.B. Examinations only on specified conditions: this may include (A) that the student be temporarily suspended from the Medical Students Register (a category (ii)(A) recommendation) or (B) that the student receive a formal warning or sanction, and that the suspension, formal warning, or sanction be added to the medical student’s record (a category (ii)(B) recommendation);
  3. (iii)declare that the medical student is unfit for medical practice, that the medical student be removed from the Medical Students Register and that the General Medical Council be informed of this action. Removal of a medical student from the Medical Students Register shall only be declared where the Sub-committee unanimously determines that it has been established on the balance of probabilities that the student is not fit to practise and that removal from the Medical Students Register is the appropriate and proportionate response (a category (iii) recommendation).

29. The Secretary of the Adjudication Sub-committee shall communicate in writing the decision of the Adjudication Sub-committee and the reasons for the decision, specifying any time period or sanction that may apply, to the FMP Committee and the medical student, to the Senior Tutor of the student’s College and her or his Tutor, and to the relevant Faculty Board.

Appeal

30. A medical student shall have the right of appeal to an Appeal Tribunal against a decision of the Adjudication Sub-committee implementing a category (ii) recommendation or a category (iii) recommendation.

31. A medical student may appeal a decision of an Adjudication Sub-committee on only one or more of the following grounds:

  1. (i)irregularity in process; or
  2. (ii)the coming to light of fresh evidence, which was not available and/or presented for a good reason.

32. A medical student may give notice of appeal in writing within twenty-eight days of the date of notification of the Adjudication Sub-committee’s decision to the Chairman of the FMP Committee stating the grounds on which the appeal is made. On receipt of the appeal letter, and if the Chairman of the FMP Committee considers that there are grounds for an appeal in accordance with Regulation 31, the Chairman of the FMP Committee shall inform the Registrary who shall appoint an Appeal Tribunal to hear the appeal. The medical student shall not be entitled to rely during the appeal hearing, without the permission of the Appeal Tribunal, on any grounds other than those set out in the appeal letter.

33. During the consideration of the appeal, the decision of the Adjudication Sub-committee shall remain in force.

Appeal Tribunal hearing procedures.

34. An Appeal Tribunal hearing shall be arranged as soon as possible, and normally within three months of the date of the medical student’s request for an appeal, in accordance with the following procedures:

  1. (i)Any documentation to be considered by the Appeal Tribunal shall be sent to the student and the members of the Appeal Tribunal at least fourteen working days before the hearing.
  2. (ii)The medical student may choose to be accompanied by any of the following: a ‘friend’ nominated by the student (for example, a relative or student representative); a College representative nominated by the student; a legal representative (at the student’s own expense). If the student decides to be so accompanied, he or she must inform the Secretary to the Appeal Tribunal of the identity of the person and the capacity in which he or she is attending seven working days in advance of the meeting. The medical student’s Tutor (or a deputy appointed by the Tutor), if not nominated by the student, shall, with the agreement of the student, be entitled to be present.
  3. (iii)The meeting shall be held in private.
  4. (iv)The Adjudication Sub-committee’s case shall be presented by the Chairman of the Adjudication Sub-committee, or a person appointed by her or him.

35. The Appeal Tribunal shall consider its decision in private. The Clerk of the Appeal Tribunal shall be present throughout the hearing and throughout consideration by the Tribunal of its decision.

36. The Appeal Tribunal may confirm, quash, amend, or refer back the decision to the Adjudication Sub-committee.

37. The Appeal Tribunal shall not confirm a decision implementing a category (iii) recommendation unless the members are unanimously satisfied on the balance of probabilities that the case is proved.

Decision.

38. As soon as possible, normally within seven working days, the Clerk of the Appeal Tribunal shall send a Completion of Procedures letter to the medical student informing her or him of the decision and the reasons for the decision. The Secretary to the Appeal Tribunal shall also inform the Chairman of the Adjudication Sub-committee, the FMP Committee; the Director of Medical Education and, as appropriate, the Director of Medical and Veterinary Education; the Senior Tutor of the student’s College, and her or his Tutor.

Record and declaration

39. When a medical student has received a formal warning, suspension, or permanent removal from the Medical Students Register this information shall be entered on the student’s record. The FMP Committee shall determine whether the information is to be permanently kept on the medical student’s record, until a further review or until one year after the student has obtained full registration with the General Medical Council. The student shall be required to declare any such information to the General Medical Council when applying for provisional registration.

40. A medical student who has received a category (ii) recommendation which requires the student to undertake remedial work or work under supervision shall be required to sign a declaration that he or she will undertake such remedial work or work under supervision.

Procedures for dealing with a medical student’s serious ill-health or disability which is likely to affect fitness to practise medicine

1. Medical students have a responsibility to report any illness or disability likely to affect their fitness to practise medicine to their Tutor or Director of Studies and, as appropriate, to the Director of Medical Education or Director of Medical and Veterinary Education.

2. The following procedures shall be followed for medical students whose health is considered to make them unfit for medical practice:

  1. (a)Where the nature of the illness or disability suggests an immediate concern for the safety of patients or others, the Director of Medical Education or Director of Medical and Veterinary Education shall inform the Chairman of the FMP Committee who shall determine the status of the student using the procedures set out in Regulations 3–5 of the Fitness for Medical Practice Procedure above.
  2. (b)Where there is concern for the medical student’s present or future fitness for practice by reason of ill-health or disability, the Director of Medical Education or Director of Medical and Veterinary Education shall request a review by the University Occupational Health Service and/or the NHS Trust Occupational Health Service and/or other appropriate medical experts.
  3. (c)Upon receipt of reports from the Occupational Health Service and/or other appropriate medical experts and following discussion with the student, the Director of Medical Education or Director of Medical and Veterinary Education may invite the student to undertake to comply with such arrangements for the management and supervision of her or his condition as the Director may consider appropriate having regard to any recommendations contained in such reports and discussions with the student. If the Director considers that the medical student:
  4. (i)would not be able to give such an undertaking;
  5. (ii)could not be relied on to comply with such an undertaking;
  6. (iii)has subsequently failed to comply with an undertaking which he or she has given; or
  7. (iv)that the condition of the medical student is such that it would not be appropriate to proceed by way of undertaking;
  8. the Director shall refer the matter to the FMP Committee.
  9. (d)Upon referral by a Director, the FMP Committee shall appoint a Sub-committee comprising five members, four of these appointed by the FMP Committee. Three shall be from within the FMP Committee’s membership (one of whom shall be Chairman) consisting of two people who are members of the Regent House, being practising GMC-registered medical practitioners and one person who is a member of the Regent House not being medically qualified. One external member of the academic staff of a UK Medical School being a practising GMC-registered medical practitioner who is not a member of the Regent House shall also be appointed. One member of the Sub-committee shall be chosen by the medical student from the FMP Committee. This person must be a member of the Regent House. The Sub-committee shall, in accordance with the Fitness for Medical Practice Procedures, decide whether a medical student should remain on the Medical Students Register or should be sanctioned, based on her or his health or disability. The Secretary of the medical student’s Faculty Board, or a nominated deputy, shall serve as Secretary to the Sub-committee. For the purpose of these procedures preclinical students are assigned to the Faculty of Biology and clinical students to the Faculty of Clinical Medicine.
  10. (e)A copy of the reports from the Occupational Health Service and/or other appropriate medical experts requested by the Director shall be provided to the medical student and to the Sub-committee. The student shall be entitled to provide to the Sub-committee a copy of any report of any other specialist who has examined her or him (provided that, unless the Sub-committee decides otherwise, the number of specialists whose reports may be provided by the medical student to the Sub-committee must not exceed the number of specialists requested by the Director to provide a report).
  11. (f)A meeting shall subsequently take place before the Sub-committee, at which the medical student shall be entitled to make representations. The meeting shall be held in private. Subject to these conditions, the Sub-committee shall determine its own procedure for the conduct of the meeting.
  12. (g)The Sub-committee, following consideration of the case, may make declarations in the same terms as those set out in Regulation 28 of the Fitness for Medical Practice Procedure above.
  13. (h)The Sub-committee shall make a decision and the Secretary of the Sub-committee shall communicate in writing the decision of the Sub-committee to the medical student, to the FMP Committee, to the Senior Tutor of the Student’s College and her or his Tutor, and to the relevant Faculty Board.
  14. (i)A medical student shall have the right to appeal against a decision of the Sub-committee in accordance, mutatis mutandis, with Regulations 30–38 of the Fitness for Medical Practice Procedure above.
  15. (j)No member of the Sub-committee who has had any involvement or interest in the case or is a current teacher of the medical student shall take part in the procedures set out above. All members of the Sub-committee shall be required to make a declaration of interest in respect of the case.
Declaration.

3. A medical student who has undertaken to comply with arrangements for the management and supervision of her or his condition shall be required to sign a declaration that he or she will comply with the arrangements and will inform the General Medical Council of her or his condition and the arrangements for the management and supervision of the condition.

PROCEDURES TO DETERMINE FITNESS FOR VETERINARY PRACTICE OF PRECLINICAL AND CLINICAL VETERINARY STUDENTS

Grace 3 of 10 June 2009

Introduction

1. The following regulations shall govern the procedures in the University to ensure that preclinical and clinical veterinary students are fit to practise veterinary medicine as defined in the Guide to Professional Conduct issued by the Royal College of Veterinary Surgeons.

Veterinary Students Register.

2. There shall be a Veterinary Students Register which shall be maintained by the Faculty Boards of Biology and Veterinary Medicine through a Fitness for Veterinary Practice Committee (FVP Committee) constituted in accordance with Regulation 5.

Adjudication Sub-committee.

3. Where there is a question concerning the fitness for practice, through serious ill health or serious or persistent cause for concern about the conduct, of a veterinary student, the FVP Committee shall appoint a Fitness for Veterinary Practice Adjudication Sub-committee (Adjudication Sub-committee) constituted in accordance with Regulation 11 to consider whether to remove the veterinary student’s name from the Veterinary Students Register or whether to warn formally, suspend or impose sanctions on the veterinary student.

4. A veterinary student shall be entitled to appeal to a Fitness for Veterinary Practice Appeal Tribunal (Appeal Tribunal) constituted in accordance with Regulation 15 against a decision of the Adjudication Sub-committee to warn or sanction the veterinary student, or suspend or remove the veterinary student from the Veterinary Students Register.

The roles, duties, and composition of the Fitness for Veterinary Practice Committee, Fitness for Veterinary Practice Adjudication Sub-committee, and Fitness for Veterinary Practice Appeal Tribunal

Fitness for Veterinary Practice Committee (FVP Committee)

Constitution.

5. The FVP Committee shall consist of:

  1. (a)the Dean of the Veterinary School;
  2. (b)an administrative officer in the Department of Veterinary Medicine appointed by the Faculty Board of Veterinary Medicine (who shall be Secretary to the FVP Committee);
  3. (c)the University Occupational Health Physician (or a deputy);
  4. (d)one member appointed by the Senior Tutors’ Committee;
  5. (e)four members appointed by the Faculty Board of Veterinary Medicine, of whom two shall be practising RCVS-registered veterinary practitioners and one shall be a lay member;
  6. (f)two members appointed by the Faculty Board of Biology.

6. In respect of each individual case before the FVP Committee, no member of the FVP Committee shall have had any involvement or interest in the case. All members of the Committee shall be required to make a declaration of interest in respect of the case.

7. Members in classes (d)–(f) shall be appointed in the Michaelmas Term to serve for three years from 1 January following their appointment.

Chairman.

8. The Chairman of the FVP Committee shall be appointed from among the members of the FVP Committee in classes (d), (e), or (f) by the Faculty Board of Veterinary Medicine.

Duties of the Committee.

9. The duties of the FVP Committee shall be:

  1. (a)to maintain on behalf of the Faculty Boards of Biology and of Veterinary Medicine the Veterinary Students Register;
  2. (b)to produce and keep under review a code of conduct to be observed by veterinary students;
  3. (c)to convene an Adjudication Sub-committee, should it be necessary for an Adjudication Sub-committee to meet, to consider individual cases in accordance with the Fitness for Veterinary Practice Procedures;
  4. (d)to keep under review procedures for the Veterinary Students Register and to recommend changes in those procedures to the Faculty Boards of Biology and Veterinary Medicine, who shall report such changes to the University.
Meetings.

10. The FVP Committee shall meet at least once a year in the Michaelmas Term and whenever there is any business to consider. Five members shall constitute a quorum. The FVP Committee shall submit the minutes of any meeting to the Faculty Boards of Biology and of Veterinary Medicine and to the Veterinary Education Committee.

Fitness for Veterinary Practice Adjudication Sub-committee (Adjudication Sub-committee)

Members.

11. An Adjudication Sub-committee shall comprise five members. Four members of the Adjudication Sub-committee shall be chosen by the FVP Committee, three from within its membership (one of whom shall be designated as Chairman by the Committee), and shall include two people who are members of the Regent House, being practising RCVS-registered veterinary practitioners, and one person being a member of the Regent House, not being veterinary qualified. The fourth person appointed by the FVP Committee shall be an external member of the academic staff of a UK Veterinary School, being a practising RCVS-registered veterinary practitioner who is not a member of the Regent House. One member of the Adjudication Sub-committee shall be chosen by the veterinary student from the FVP Committee and that person shall be a member of the Regent House. The Adjudication Sub-committee shall consider individual cases in accordance with the Fitness for Veterinary Practice Procedures and shall decide whether a veterinary student should remain on the Veterinary Students Register or should be sanctioned.

12. No member of an Adjudication Sub-committee shall have had any involvement or interest in the case. All members of the Sub-committee shall be required to make any declaration of interest in respect of the case.

Secretary.

13. The Secretary of the veterinary student’s Faculty Board, or a nominated deputy, shall serve as Secretary to the Adjudication Sub-committee. For the purpose of these regulations, preclinical students are assigned to the Faculty of Biology and clinical students to the Faculty of Veterinary Medicine.

Fitness for Veterinary Practice Appeal Tribunal (Appeal Tribunal)

Panels.

14. The Council of the University shall maintain three panels, panel (a), panel (b), and panel (c), from which members of an Appeal Tribunal shall be appointed as follows:

  panel (a):

persons who are legally qualified or who have had experience of acting in a judicial capacity, not being members of the Council;

  panel (b):

members of the Regent House not being members of the Fitness for Veterinary Practice Panel or of the Faculties of Biology or Veterinary Medicine;

  panel (c):

members of the academic staff of a UK Veterinary School, being practising RCVS-registered veterinary practitioners, who are not members of the Regent House.

The Council shall appoint in the Michaelmas Term each year such number of persons as they shall see fit to serve as members of each panel for one year from 1 January following their appointment.

Members.

15. An Appeal Tribunal shall be appointed to consider any appeal by a veterinary student against a decision of an Adjudication Sub-committee, and shall confirm, quash, amend, or refer back to the Adjudication Sub-committee the decision made. An Appeal Tribunal shall consist of three members:

  1. (a)one person designated by the Registrary from panel (a), who shall be the Chairman of the Appeal Tribunal;
  2. (b)one drawn by lot from panel (b);
  3. (c)one drawn by lot from panel (c).

16. No member of an Appeal Tribunal shall have had any involvement or interest in the case. All members of the Appeal Tribunal shall be required to make a declaration of interest in respect of the case.

Clerk.

17. The Registrary or a person nominated by the Registrary shall act as Clerk of the Appeal Tribunal.

Fitness for Veterinary Practice Procedures

Introduction

1. The consideration of whether or not a veterinary student is fit to practise veterinary medicine shall take place in accordance with the following process which shall consist of at least three stages, preliminary, investigation, and adjudication, and may be followed by a final appeal stage.

2. If, at any stage:

  1. (a)it should become apparent or it is suspected that the veterinary student’s alleged problems are caused by serious ill health or disability, these Fitness for Veterinary Practice Procedures shall be suspended and the Procedures for Dealing with a Veterinary Students Serious Ill Health or Disability (which are set out below) shall be invoked;
  2. or(b)the Chairman of any of the bodies involved considers that the veterinary student may have committed an offence against the discipline of the University, the Chairman shall suspend proceedings and refer the circumstances for consideration to the University Advocate under Statute B, VI. In such instances, the body or bodies shall not resume discussion of the case until either the Advocate has ruled that he or she shall not institute proceedings against the veterinary student under the general regulations for discipline, or, if proceedings are taken, until the University Courts have ruled finally on the matter.

Status of the student during proceedings

3. On receipt of an expression of concern from the Secretary of the FVP Committee made under Regulation 7 below, and during the proceedings, the Chairman of the FVP Committee, following consultation with the relevant clinical supervisor or lead general veterinary practitioner if appropriate, shall have the authority to decide whether a veterinary student, who is the subject of an expression of concern, shall:

  1. (a)continue her or his studies without limitation;
  2. (b)continue her or his studies under specified limitations and conditions;
  3. (c)be prohibited from entering specified clinical facilities as a veterinary student;
  4. (d)be provisionally suspended from the Veterinary Students Register and therefore from the clinical components of the courses.

4. The Chairman of the FVP Committee may, during the proceedings, review and change a decision regarding a veterinary student’s status.

5. If the veterinary student is dissatisfied with the decision of the Chairman of the FVP Committee, the student may request an adjudication by the full FVP Committee. Pending any such adjudication the decision of the Chairman of the FVP Committee shall remain in force.

6. In the event that the Chairman has any involvement or interest in the case arising other than by way of these rules of procedure, the Chairman shall stand down from the Committee while the case is being considered and shall appoint another member of the Committee as Chairman in her or his place; references to the Chairman in these rules of procedure shall be deemed to be a reference to that other member of the Committee.

Preliminary stage

7. Any expression of concern that a veterinary student may not be fit to practise veterinary medicine shall be made in writing to the Secretary of the Committee; it shall show clearly the author’s name and address, and be signed. Anonymous allegations shall not be considered.

8. The Secretary of the FVP Committee shall inform the Chairman of the FVP Committee of the receipt of any formal expression of concern received in accordance with Regulation 7 and the Chairman of the FVP Committee shall ascertain whether the student has any serious illness or disability which would affect the procedures to be followed and which would require appropriate steps to be taken to ensure the student is not disadvantaged. At this stage the Secretary of the FVP Committee shall inform the veterinary student of the details of the cause for concern and that this matter is being considered by the Chairman of the FVP Committee under this stage of the procedure.

9. The Chairman of the FVP Committee shall determine whether the matter can and should be dealt with informally or whether investigation as set out in Regulations 13–17 below should proceed and whether any action under Regulation 3 above should be taken. The Chairman of the FVP Committee shall normally take this initial decision within one month from the date of her or his receipt of the expression of concern. Before the expiry of the one-month period, the Chairman may, having initially determined that the matter should be dealt with informally, subsequently determine that investigation as set out in Regulations 13–17 below should proceed and that action under Regulation 3 above should be taken.

10. If, after appropriate consultation, the Chairman considers that there is a prima facie case of an offence against the discipline of the University, action shall be taken as under Regulation 2(b) above.

11. The Chairman of the FVP Committee shall determine whether a report should be submitted to the Police.

Procedures under Statute B, VI.

12. If the University Advocate institutes proceedings against the veterinary student under Statute B, VI, any subsequent judgement of a University Court may be considered as evidence within the procedures set out in Regulations 13–38 below. If a University Court finds that a charge is proven against the student then that finding shall be conclusive evidence within the procedures set out in Regulations 13–38 below that the veterinary student in question has committed the offence against the discipline of the University with which he or she was charged.

Investigation

13. If the Chairman of the FVP Committee decides to instigate an investigation following receipt of an expression of concern, the Secretary of the FVP Committee shall write to the veterinary student concerned, to the Senior Tutor of the student’s College, and to her or his Tutor, stating that an investigation of the veterinary student’s fitness for practice is going to take place. The letter to the veterinary student shall state the nature of the expression of concern made under Regulation 7 above and the grounds for launching the investigation.

Investigator.

14. The Chairman of the FVP Committee shall refer the case to an Investigator, chosen from amongst the members of the FVP Committee, who is also a member of the Regent House and who has had no previous involvement or interest in this case and who is not a current or former teacher of the veterinary student. The Investigator shall interview the veterinary student concerned, the maker of the allegation, and any other relevant persons. Notes of these interviews shall be taken and a written report prepared and submitted by the Investigator to the Chairman of the FVP Committee.

15. During any interview with the Investigator, the veterinary student may be accompanied by a member of the University or other representative chosen by the veterinary student who shall notify the Investigator two days in advance of any meeting if he/she will be accompanied and by whom.

16. On receipt of the Investigator’s report, the Chairman of the FVP Committee shall make a determination, in consultation with members of the FVP Committee (not including the Investigator) if the Chairman so desires, to take one of the following decisions:

  1. (a)a determination that no further action be taken; this shall be sent to the Secretary of the FVP Committee in writing;
  2. (b)that there is no serious issue to be determined with regard to the veterinary student’s fitness for veterinary practice, but that the veterinary student would benefit from remedial measures being put in place; he or she shall (i) agree such measures with the veterinary student, the student’s Senior Tutor, and the person designated as Director of Veterinary Education or the Director of Medical and Veterinary Education as appropriate, and then so inform the Secretary of the FVP Committee in writing, or (ii) in the event of failure to agree such measures, refer the matter for adjudication in accordance with Regulations 18–29 below, and shall so inform the Secretary of the FVP Committee in writing;
  3. (c)that there may be a serious issue to be determined concerning the veterinary student’s fitness for veterinary practice; he or she shall refer the matter for adjudication in accordance with Regulations 18–29 below, and shall so inform the Secretary of the FVP Committee in writing.

17. The Secretary of the FVP Committee shall inform the veterinary student, the student’s Senior Tutor, and the student’s Tutor in writing of the decision within five working days of being notified by the Chairman of the FVP Committee of her or his decision, and in the case of a category (b) decision, shall also state the agreed conditions on which the student may continue on the course. The letter from the Secretary informing the student shall be submitted to the next full meeting of the FVP Committee.

Adjudication

Adjudication Sub-committee.

18. An Adjudication Sub-committee of five members, appointed in accordance with Regulations 11–13 of the regulations setting out the roles, duties, and composition of the Fitness for Veterinary Practice Committee, Fitness for Veterinary Practice Adjudication Sub-committee, and Fitness for Veterinary Practice Appeal Tribunal, shall consider the Investigator’s report and shall consider and determine the case, where it is required to do so following the decision of the Chairman of the FVP Committee under Regulation 16(b) or (c).

19. The veterinary student shall be required to attend the meeting of the Adjudication Sub-committee in person, unless prevented by grave cause. The veterinary student and her or his Tutor shall be informed by letter of the details of the hearing in writing, no fewer than fourteen days in advance. The letter to the student shall be sent to the student’s College and Cambridge residential addresses.

Objection to members of the Board.

20. If the veterinary student has good cause to object to the membership of the Adjudication Sub-committee, he or she shall inform the Chairman of the FVP Committee in writing of the details in advance of the meeting of the Sub-committee. The Chairman of the FVP Committee shall decide whether to replace that member of the Adjudication Sub-committee and shall inform the veterinary student accordingly. The Chairman’s decision shall be final.

21. Any written evidence submitted by the veterinary student shall be sent to the Secretary of the Adjudication Sub-committee no fewer than seven working days in advance of the meeting. If the veterinary student wishes to call any persons to give oral evidence, it shall be the veterinary student’s responsibility to secure their attendance and the veterinary student shall inform the Secretary to the Adjudication Sub-committee of the identity of the persons no fewer than seven working days in advance of the meeting.

22. If the veterinary student fails to attend the meeting without reasonable explanation, the Adjudication Sub-committee may consider the case in the veterinary student’s absence. The Adjudication Sub-committee shall have discretion to decide what constitutes a ‘reasonable explanation’.

23. The Adjudication Sub-committee and/or the veterinary student may call upon persons who may have information relevant to the case to give evidence (whether they are members of the University or not) either orally at the meeting or in writing in accordance with Regulation 21 above.

24. The veterinary student may choose to be accompanied by any of the following, limited to one in each category: a ‘friend’ nominated by the student (for example, a relative or student representative); a College representative nominated by the student; a legal representative (at the student’s own expense). If the student decides to be so accompanied, he/she must inform the Secretary to the Adjudication Sub-committee of the identity of the individual and the capacity in which they are attending seven working days in advance of the meeting.

25. The veterinary student’s Tutor (or a deputy appointed by the Tutor), if not nominated by the student under Regulation 24, shall be entitled, with the student’s consent, to be present.

Private hearing.

26. The meeting shall be held in private.

Procedure for conduct of the meeting.

27. The Sub-committee shall determine its own procedure for the conduct of the meeting. The procedure shall normally include the following:

  1. (i)At least fourteen working days prior to the meeting, the Secretary of the Adjudication Sub-committee, in addition to the procedures set out in Regulation 19 above, shall provide the veterinary student with copies of all documents circulated to members of the Sub-committee and shall inform the student of the procedure to be followed and the names of any persons who may be asked to attend the meeting to give evidence.
  2. (ii)The Chairman of the Adjudication Sub-committee shall introduce by name and explain the functions of the members of the Adjudication Sub-committee, the officers, and any others present. The Chairman shall explain the powers of the Adjudication Sub-committee.
  3. (iii)The Chairman of the Adjudication Sub-committee shall invite the Investigator (or her or his nominee) to make an opening statement and shall then invite Adjudication Sub-committee members to ask questions of the Investigator.
  4. (iv)The Chairman of the Adjudication Sub-committee shall invite the veterinary student or her or his representative to make a statement and shall then invite Adjudication Sub-committee members to question the student.
  5. (v)The Chairman of the Adjudication Sub-committee shall invite any other persons called upon to attend the meeting to make a brief statement and shall then invite Adjudication Sub-committee members to ask questions.
  6. (vi)At each stage, the Chairman of the Adjudication Sub-committee shall have discretion to allow reciprocal questioning by all parties.
  7. (vii)When the Chairman of the Adjudication Sub-committee is satisfied that the Adjudication Sub-committee has completed its questioning and that the veterinary student and other persons present have had a full opportunity to convey information to the Adjudication Sub-committee, the student and all other persons not on the Adjudication Sub-committee, except the Secretary of the Sub-committee, shall withdraw. The Secretary of the Sub-committee shall remain to provide advice on procedure but shall take no part in the Adjudication Sub-committee reaching its decision on the case itself.
  8. (viii)The Adjudication Sub-committee shall then discuss the case.
  9. (ix)Those attending the first part of the meeting shall all be invited back into the meeting once the Adjudication Sub-committee has concluded its discussions. The Adjudication Sub-committee shall seek any further clarification which it requires, and may at its discretion call for a further adjournment or adjournments. The Chairman of the Adjudication Sub-committee shall then outline to the veterinary student the Adjudication Sub-committee’s decision.
  10. (x)The decision shall be confidential between the Adjudication Sub-committee, the FVP Committee, the veterinary student, the Senior Tutor of the veterinary student’s College and her or his Tutor, and the relevant Faculty Board.

28. The Adjudication Sub-committee, following consideration of the case, may:

  1. (i)declare that the veterinary student is fit for veterinary practice and that he or she may continue on the course with no conditions (a category (i) Recommendation);
  2. (ii)declare that there are grounds for concern as to the fitness of the veterinary student for veterinary practice and that he or she may continue her or his course of study for the Second or Final Vet. M.B. Examinations only on specified conditions: this may include (A) that the student be temporarily suspended from the Veterinary Students Register (a category (ii)(A) recommendation) or (B) that the student receive a formal warning or sanction, and that the suspension, formal warning, or sanction be added to the veterinary student’s record (a category (ii)(B) recommendation);
  3. (iii)declare that the veterinary student is unfit for veterinary practice, that the veterinary student be removed from the Veterinary Students Register and that the Royal College of Veterinary Surgeons be informed of this action. Removal of a veterinary student from the Veterinary Students Register shall only be declared where the Sub-committee unanimously determines that it has been established on the balance of probabilities that the student is not fit to practise and that removal from the Veterinary Students Register is the appropriate and proportionate response (a category (iii) recommendation).

29. The Secretary of the Adjudication Sub-committee shall communicate in writing the decision of the Adjudication Sub-committee and the reasons for the decision, specifying any time period or sanction that may apply, to the FVP Committee and the veterinary student, to the Senior Tutor of the student’s College and her or his Tutor, and to the relevant Faculty Board.

Appeal

30. A veterinary student shall have the right of appeal to an Appeal Tribunal against a decision of the Adjudication Sub-committee implementing a category (ii) recommendation or a category (iii) recommendation.

31. A veterinary student may appeal a decision of an Adjudication Sub-committee on only one or more of the following grounds:

  1. (i)irregularity in process; or
  2. (ii)the coming to light of fresh evidence, which was not available and/or presented for a good reason.

32. A veterinary student may give notice of appeal in writing within twenty-eight days of the date of notification of the Adjudication Sub-committee’s decision to the Chairman of the FVP Committee stating the grounds on which the appeal is made. On receipt of the appeal letter, and if the Chairman of the FVP Committee considers that there are grounds for an appeal in accordance with Regulation 31, the Chairman of the FVP Committee shall inform the Registrary who shall appoint an Appeal Tribunal to hear the appeal. The veterinary student shall not be entitled to rely during the appeal hearing, without the permission of the Appeal Tribunal, on any grounds other than those set out in the appeal letter.

33. During the consideration of the appeal, the decision of the Adjudication Sub-committee shall remain in force.

Appeal Tribunal hearing procedures.

34. An Appeal Tribunal hearing shall be arranged as soon as possible, and normally within three months of the date of the veterinary student’s request for an appeal, in accordance with the following procedures:

  1. (i)Any documentation to be considered by the Appeal Tribunal shall be sent to the student and the members of the Appeal Tribunal at least fourteen working days before the hearing.
  2. (ii)The veterinary student may choose to be accompanied by any of the following: a ‘friend’ nominated by the student (for example, a relative or student representative); a College representative nominated by the student; a legal representative (at the student’s own expense). If the student decides to be so accompanied, he or she must inform the Secretary to the Appeal Tribunal of the identity of the person and the capacity in which he or she is attending seven working days in advance of the meeting. The veterinary student’s Tutor (or a deputy appointed by the Tutor), if not nominated by the student, shall be entitled, with the student’s consent, to be present.
  3. (iii)The meeting shall be held in private.
  4. (iv)The Adjudication Sub-committee’s case shall be presented by the Chairman of the Adjudication Sub-committee, or a person appointed by her or him.

35. The Appeal Tribunal shall consider its decision in private. The Clerk of the Appeal Tribunal shall be present throughout the hearing and throughout consideration by the Tribunal of its decision to provide advice on procedure but shall take no part in the Appeal Tribunal reaching its decision on the case itself.

36. The Appeal Tribunal may confirm, quash, amend, or refer back the decision to the Adjudication Sub-committee.

37. The Appeal Tribunal shall not confirm a decision implementing a category (iii) recommendation unless the members are unanimously satisfied on the balance of probabilities that the case is proved.

Decision.

38. As soon as possible, normally within seven working days, the Clerk of the Appeal Tribunal shall send a Completion of Procedures letter to the veterinary student informing her or him of the decision and the reasons for the decision. The Secretary to the Appeal Tribunal shall also inform the Chairman of the Adjudication Sub-committee, the FVP Committee; the Director of Veterinary Education and, as appropriate, the Director of Medical and Veterinary Education; the Senior Tutor of the student’s College, and her or his Tutor.

Record and declaration

39. When a veterinary student has received a formal warning, suspension, or permanent removal from the Veterinary Students Register this information shall be entered on the student’s record. The FVP Committee shall determine whether the information is to be permanently kept on the veterinary student’s record, until a further review or until one year after the student has obtained full registration with the Royal College of Veterinary Surgeons. The student shall be required to declare any such information to the Royal College of Veterinary Surgeons when applying for provisional registration.

40. A veterinary student who has received a category (ii) recommendation which requires the student to undertake remedial work or work under supervision shall be required to sign a declaration that he or she will undertake such remedial work or work under supervision.

Procedures for dealing with a veterinary student’s serious ill-health or disability which is likely to affect fitness to practise medicine

1. Veterinary students have a responsibility to report any illness or disability likely to affect their fitness to practise medicine to their Tutor or Director of Studies and, as appropriate, to the Director of Veterinary Education or Director of Medical and Veterinary Education.

2. The following procedures shall be followed for veterinary students whose health is considered to make them unfit for veterinary practice:

  1. (a)Where the nature of the illness or disability suggests an immediate concern for the safety of patients or others, the Director of Veterinary Education or Director of Medical and Veterinary Education shall inform the Chairman of the FVP Committee who shall determine the status of the student using the procedures set out in Regulations 3–5 of the Fitness for Veterinary Practice Procedure above.
  2. (b)Where there is concern for the veterinary student’s present or future fitness for practice by reason of ill-health or disability, the Director of Veterinary Education or Director of Medical and Veterinary Education shall request a review by the University Occupational Health Service and/or the NHS Trust Occupational Health Service and/or other appropriate veterinary experts.
  3. (c)Upon receipt of reports from the Occupational Health Service and/or other appropriate veterinary experts and following discussion with the student, the Director of Veterinary Education or Director of Medical and Veterinary Education may invite the student to undertake to comply with such arrangements for the management and supervision of her or his condition as the Director may consider appropriate having regard to any recommendations contained in such reports and discussions with the student. If the Director considers that the veterinary student:
  4. (i)would not be able to give such an undertaking;
  5. (ii)could not be relied on to comply with such an undertaking;
  6. (iii)has subsequently failed to comply with an undertaking which he or she has given; or
  7. (iv)that the condition of the veterinary student is such that it would not be appropriate to proceed by way of undertaking;
  8. the Director shall refer the matter to the FVP Committee.
  9. (d)Upon referral by a Director, the FVP Committee shall appoint a Sub-committee comprising five members, four of these appointed by the FVP Committee. Three shall be from within the FVP Committee’s membership (one of whom shall be Chairman) consisting of two people who are members of the Regent House, being practising RCVS-registered veterinary practitioners and one person who is a member of the Regent House not being veterinarily qualified. One external member of the academic staff of a UK Veterinary School being a practising RCVS-registered veterinary practitioner who is not a member of the Regent House shall also be appointed. One member of the Sub-committee shall be chosen by the veterinary student from the FVP Committee. This person must be a member of the Regent House. The Sub-committee shall, in accordance with the Fitness for Veterinary Practice Procedures, decide whether a veterinary student should remain on the Veterinary Students Register or should be sanctioned, based on her or his health or disability. The Secretary of the veterinary student’s Faculty Board, or a nominated deputy, shall serve as Secretary to the Sub-committee. For the purpose of these procedures preclinical students are assigned to the Faculty of Biology and clinical students to the Faculty of Veterinary Medicine.
  10. (e)A copy of the reports from the Occupational Health Service and/or other appropriate veterinary experts requested by the Director shall be provided to the veterinary student and to the Sub-committee. The student shall be entitled to provide to the Sub-committee a copy of any report of any other specialist who has examined her or him (provided that, unless the Sub-committee decides otherwise, the number of specialists whose reports may be provided by the veterinary student to the Sub-committee must not exceed the number of specialists requested by the Director to provide a report).
  11. (f)A meeting shall subsequently take place before the Sub-committee, at which the veterinary student shall be entitled to make representations. The meeting shall be held in private. Subject to these conditions, the Sub-committee shall determine its own procedure for the conduct of the meeting.
  12. (g)The Sub-committee, following consideration of the case, may make declarations in the same terms as those set out in Regulation 28 of the Fitness for Veterinary Practice Procedure above.
  13. (h)The Sub-committee shall make a decision and the Secretary of the Sub-committee shall communicate in writing the decision of the Sub-committee to the veterinary student, to the FVP Committee, to the Senior Tutor of the Student’s College and her or his Tutor, and to the relevant Faculty Board.
  14. (i)A veterinary student shall have the right to appeal against a decision of the Sub-committee in accordance, mutatis mutandis, with Regulations 30–38 of the Fitness for Veterinary Practice Procedure above.
  15. (j)No member of the Sub-committee who has had any involvement or interest in the case or is a current teacher of the veterinary student shall take part in the procedures set out above.
  16. (k)All members of the Sub-committee shall be required to make a declaration of interest in respect of the case.

3. A veterinary student who has undertaken to comply with arrangements for the management and supervision of her or his condition shall be required to sign a declaration that he or she will comply with the arrangements and will inform the Royal College of Veterinary Surgeons of her or his condition and the arrangements for the management and supervision of the condition.

Footnotes

  1. 1. See p. 106.a
  2. 2. GCSE passes at grade C and above in English Language and in a Mathematics or Science Subject would normally satisfy these requirements, as would an appropriate level of attainment in other qualifications such as the Scottish Certificate of Education or the European and International Baccalaureates.a
  3. 3. Subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009 the entry in angular brackets will be inserted with effect from the date of the approval.a
  4. 4. The regulation in angular brackets will replace the regulation in square brackets with effect from 1 October 2010.a b
  5. 5. This entry will be deleted with effect from 1 October 2011.a
  6. 6. See p. 106.a
  7. 7. For the purpose of this regulation the term ‘Chairman of a Faculty Board’ shall be taken to include the Chairman of a Board, Syndicate, or other body responsible for a University institution, and the term ‘Head of a Department’ shall be taken to include the Director of a Sub-department or a Centre of Studies. The Council have agreed that the institutions recognized for the purpose of granting M.A. status under Regulation 2(f) shall include all the institutions recognized from time to time by the General Board for the purpose of Regulation 5(4)(a) of the regulations for the use of the University Library (see p. 646).a
  8. 8. The words in angular brackets will be inserted subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009.a b c
  9. 9. Or Approved Society.a b
  10. 10. See also the regulations for Affiliated Students.a
  11. 11. Subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009 the regulations in angular brackets will be inserted with effect from the date of the approval.a
  12. 12. When this formula is used at each Congregation on the days of General Admission, at this point of the formula will be inserted the name of the College or names of the group of Colleges (e.g. ‘Collegii Regalis et Collegii Sanctae et Individuae Trinitatis’) whose candidates are about to be presented, and the words ‘viri mulieresque’ and ‘quorum’ will be adapted as necessary.a
  13. 13. No person qualifying for the M.Eng. Degree on the basis of performance in an examination taken in 1989 or an earlier year may proceed to the degree, either in person or in absence, at a Congregation for General Admission to Degrees (see Grace 31 of 11 December 1991).a
  14. 14. This form of words is to be used when the person presiding at the Congregation (the Vice-Chancellor or duly appointed deputy) is a man. Other forms of words are to be used as follows:
    When the person presiding at the Congregation (the Vice-Chancellor or duly appointed deputy) is a woman:
     Dignissima domina, Domina Procancellaria,...
    When the Chancellor is presiding the word ‘Cancellarie’ (for a man) or ‘Cancellaria’ (for a woman) is used instead of ‘Procancellarie’.a b c d e f g h
  15. 15. Other forms of words are to be used as follows:

    (for two or more men)

     

    hos viros, quos scio tam moribus quam doctrina esse idoneos

    (for two or more women)

     

    has mulieres, quas scio tam moribus quam doctrina esse idoneas

    (for a group consisting of men and women)

     

    hos viros et has mulieres, quos scio tam moribus quam doctrina esse idoneos

     

    or

    hos viros et hanc mulierem, quos scio tam moribus quam doctrina esse idoneos

     

    or

    hunc virum et has mulieres, quos scio tam moribus quam doctrina esse idoneos

     

    or

    hunc virum et hanc mulierem, quos scio tam moribus quam doctrina esse idoneos

    a b c d e f
  16. 16. The words appropriate to the particular degree are to be inserted here. See the Schedule to these regulations.a b c d e f g h i j k
  17. 17. Subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009 the words in angular brackets will be inserted and will take effect from 1 October following the date on which the amendments of Statute are approved.a b c d e f g h
  18. 18. The word appropriate to the candidate's previous degree is to be inserted here, as follows:

      For a graduate of the University of Oxford

    Oxonienses

      For a graduate of Trinity College, Dublin

    Dublinenses

    a b c
  19. 19. Subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009 the words in angular brackets will be inserted and will take effect from 1 October following the date on which the amendments of Statute are approved.a
  20. 20. For the purpose of determining the seniority of a woman upon whom the title of a degree was conferred before women became eligible for complete degrees of the University, the date of the Diploma conferring the title of the degree is deemed to be the day on which she was admitted to that degree.a b
  21. 21. Subject to the approval by Her Majesty in Council of the amendments of Statute approved by Grace 4 of 11 March 2009 the words in angular brackets will be inserted and will take effect from 1 October following the date on which the amendments of Statute are approved.a b
  22. 22. The fur used for Bachelors’ hoods is artificial fur.a
  23. 23. Three copes of different lengths are kept in the Senate-House for the use of persons presenting for degrees.a
  24. 24. The Form of Service for the Commemoration of Benefactors is published by the University Press. Copies are available in Great St Mary's Church on the day of the Commemoration.a
  25. 25. See Endowments, 1904, pp. 19, 20. This sermon is preached either by the Vice-Chancellor or by a preacher nominated by the Vice-Chancellor.a
  26. 26. See Reporter, 1979–80, p. 146.a
  27. 27. See Reporter, 1979–80, p. 146.a
  28. 28. Plagiarism is defined as submitting as one's own work that which derives in part or in its entirety from the work of others without due acknowledgement.a
  29. 29. Section 43 of the Education (No 2) Act 1986 was reproduced in Reporter, 1986–87, p. 578.a